DFX Intelligence

J•••••• M•••••• L••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor28 years in industry

J•••••• M•••••• L••••••

Advisor at B•••••• F••••• • S•••••• I••

Westerly, RI | HARTFORD, CT

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Search this name across graphsid dfx:ria:82a41744-5c58-8fc0-3af5-16d361327b2f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 6, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••••• F••••• • S•••••• I••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 25, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•••••• F••••• • S•••••• I••	Independent wealth	May 23, 2025	n/a	yes	Westerly, RI\|HARTFORD, CT	Current employment
N••••••• C•••••• L••	Former SEC adviser	Mar 15, 2018	Jul 20, 2026	no	WESTERLY, RI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••• C•••••• L••	B•••••• F••••• • S•••••• I••	Jul 20, 2026	May 23, 2025	-423	Firm change after gap	RIA to RIA
P••••••• S••••••••• I•••	N••••••• C•••••• L••	Mar 12, 2018	Mar 15, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
292776:106928:RI:2026-07-20	Jul 20, 2026	May 23, 2025	WESTERLY, RI	Firm change after gap

Relationships

Registered with (3)

→ B•••••• F••••• • S•••••• I••Registered adviserregistration: current employment
May 23, 2025 to presentfactForm ADV
→ N••••••• C•••••• L••Registered adviserregistration: previous registration
Mar 15, 2018 to Jul 20, 2026factForm ADV
→ P••••••• S••••••••• I•••Registered adviserregistration: previous registration
Jan 6, 2015 to Mar 12, 2018factForm ADV

Dated events

Occurred
Jul 20, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:82a41744-5c58-8fc0-3af5-16d361327b2f
First observed: Jan 6, 2015
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.