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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

John A DiGirolamo

Advisor at NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST

ORELAND, PA | PHILADELPHIA, PA

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Search this name across graphsid dfx:ria:82af1063-843b-dfba-6bdb-18bb7b7faeb3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 11, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 21, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Mar 21, 2008
First registration: Apr 11, 2008
Dual registered: yes, broker-dealer
Other names: JOHN DIGIROLAMO|JOHN ANTHONY DIGIROLAMO|JOHN DIGIROLAMO
IAPD individual key: 5465049

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST	Asset manager	Apr 20, 2020	n/a	yes	PHILADELPHIA, PA\|ORELAND, PA	Current employment
DELAWARE CAPITAL MANAGEMENT ADVISERS, INC	Former SEC adviser	Nov 15, 2012	Apr 20, 2020	no	PHILADELPHIA, PA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 7, 2010	Jan 19, 2012	no	EXTON, PA	Previous registration
NEW ENGLAND SECURITIES CORPORATION	Former SEC adviser	Apr 11, 2008	Sep 14, 2010	no	NEWTOWN SQUARE, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
DELAWARE CAPITAL MANAGEMENT ADVISERS, INC	NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST	Apr 20, 2020	Apr 20, 2020	0	Bulk transfer	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	DELAWARE CAPITAL MANAGEMENT ADVISERS, INC	Jan 19, 2012	Nov 15, 2012	301	Firm change	Wirehouse to new firm
NEW ENGLAND SECURITIES CORPORATION	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Sep 14, 2010	Oct 7, 2010	23	Firm change	Other

Relationships

Registered with (4)

→ NOMURA INVESTMENT MANAGEMENT BUSINESS TRUSTRegistered adviserregistration: current employment
Apr 20, 2020 to presentfactForm ADV
→ DELAWARE CAPITAL MANAGEMENT ADVISERS, INCRegistered adviserregistration: previous registration
Nov 15, 2012 to Apr 20, 2020factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 7, 2010 to Jan 19, 2012factForm ADV
→ NEW ENGLAND SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Apr 11, 2008 to Sep 14, 2010factForm ADV

Dated events

No dated event names this entity yet.