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J••••••• S••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner19 years in industry

J••••••• S••• B••••

Advisor at A•• W••••• M••••••••• L••

WESTBOROUGH, MA

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Search this name across graphsid dfx:ria:533871cf-0fc5-f7b1-6444-4fd21d6754cd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 21, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 1, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A•• W••••• M••••••••• L••	Independent wealth	Oct 26, 2016	n/a	yes	WESTBOROUGH, MA	Current employment
S•••••••• S•••••••••	Bd affiliated wealth	Oct 15, 2013	Oct 3, 2016	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• S•••••••••	A•• W••••• M••••••••• L••	Oct 3, 2016	Oct 26, 2016	23	Firm change	Other
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	S•••••••• S•••••••••	Oct 3, 2013

Relationships

Registered with (4)

→ A•• W••••• M••••••••• L••Registered adviserregistration: current employment
Oct 26, 2016 to presentfactForm ADV
→ S•••••••• S•••••••••Registered adviserregistration: previous registration
Oct 15, 2013 to Oct 3, 2016factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jun 6, 2012 to Oct 3, 2013factForm ADV
→ A•••• S••••••• A•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:533871cf-0fc5-f7b1-6444-4fd21d6754cd
First observed: Aug 21, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.