M•••••• H••••

Advisor at F•••••• A•••• M••••••••• L••

SEABROOK, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:891f3b39-cd46-a608-f6f5-0574c37f3e52

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: May 13, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••••• A•••• M••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••••• A•••• M••••••••• L••	State registered	Aug 5, 2026	n/a	yes	SEABROOK, TX	Current employment
A•• F•••••••• S••••••• I•••	Independent wealth	Sep 29, 2023	Feb 6, 2025	no	THE WOODLANDS, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•• F•••••••• S••••••• I•••	F•••••• A•••• M••••••••• L••	Feb 6, 2025	Aug 5, 2026	545	Firm change after gap	RIA to state RIA
C•••• I••••••••• M••••••••• L••	A•• F•••••••• S••••••• I•••	Jun 7, 2023	Sep 29, 2023

Relationships

Registered with (6)

→ F•••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Aug 5, 2026 to presentfactForm ADV
→ A•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Sep 29, 2023 to Feb 6, 2025factForm ADV
→ C•••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 6, 2023 to Jun 7, 2023factForm ADV
→ T•• B•••••••• I••••••••• G••••• I•••

Dated events

Occurred
Feb 6, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jun 7, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Nov 29, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:891f3b39-cd46-a608-f6f5-0574c37f3e52
First observed: May 13, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.