DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Frederick Peter Baerenz
Feed of 09/14/2026
Also filed as Frederick Peter Baerenz
At current firm
1 y
since Mar 7, 2025
In the industry
31 y
since Apr 13, 1995 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- F L Putnam Investment Management Co. independent RIA currentsince Mar 7, 2025 · Reston, Va
- Aog Wealth Management formerMay 3, 2013 to Jun 30, 2025 · Reston, Va
- Cetera Advisors LLC formerFeb 28, 2012 to May 2, 2013 · Greenwood Village, Co
- Pacific West Financial Consultants Inc formerFeb 9, 2012 to Feb 28, 2012 · Renton, Wa
- Pacific West Financial Consultants Inc formerSep 9, 2004 to Dec 23, 2011 · Great Falls, Va
- H. Beck, Inc. formerJul 13, 2004 to Sep 9, 2004 · Reston, Va
Moves
a registration end followed by a registration begin elsewhere
- Aog Wealth Management to F L Putnam Investment Management Co.left Jun 30, 2025, registered Mar 7, 2025 (-115 days) · Other
- Cetera Advisors LLC to Aog Wealth Managementleft May 2, 2013, registered May 3, 2013 (1 days) · Other
- Pacific West Financial Consultants Inc to Cetera Advisors LLCleft Feb 28, 2012, registered Feb 28, 2012 (0 days) · corporate re-registration, not a move
- H. Beck, Inc. to Pacific West Financial Consultants Incleft Sep 9, 2004, registered Sep 9, 2004 (0 days) · Other
Signals
- Frederick Peter Baerenz left Aog Wealth Management for F L Putnam Investment Management Co. (registered 2025-03-07)Jun 30, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address