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RIA / WealthAdvisorCertified Financial Planner25 years in industry

DAVID MICHAEL COOK

Advisor at PURE FINANCIAL ADVISORS, LLC

SAN DIEGO, CA

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Search this name across graphsid dfx:ria:843a7c18-956b-19b3-3ba7-4dd650830c95

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: May 11, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PURE FINANCIAL ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 11, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Jun 2, 2008
First registration: May 11, 2001
Dual registered: no
IAPD individual key: 4360024

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PURE FINANCIAL ADVISORS, LLC	Independent wealth	Dec 22, 2014	n/a	yes	SAN DIEGO, CA	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	Sep 13, 2013	Dec 12, 2014	no	CARLSBAD, CA	Previous registration
PURE FINANCIAL ADVISORS, LLC	Independent wealth	May 18, 2012	Oct 31, 2013	no	SAN DIEGO, CA	Previous registration
LUCIA CAPITAL GROUP	Former SEC adviser	Apr 9, 2010	Apr 24, 2012	no	SAN DIEGO, CA	Previous registration
RAYMOND J. LUCIA COMPANIES, INC.	n/a	Sep 18, 2008	Jun 14, 2010	no	SAN DIEGO, CA\|SAN DIEGO, CA	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Aug 30, 2002	Jan 4, 2003	no	SAN DIEGO, CA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	May 11, 2001	May 17, 2002	no	SAN DIEGO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN SECURITIES LLC	PURE FINANCIAL ADVISORS, LLC	Dec 12, 2014	Dec 22, 2014	10	Firm change	Other
PURE FINANCIAL ADVISORS, LLC	J.P. MORGAN SECURITIES LLC	Oct 31, 2013	Sep 13, 2013	-48	Firm change after gap	Other
LUCIA CAPITAL GROUP	PURE FINANCIAL ADVISORS, LLC	Apr 24, 2012	May 18, 2012	24	Firm change	Other
RAYMOND J. LUCIA COMPANIES, INC.	LUCIA CAPITAL GROUP	Jun 14, 2010	Apr 9, 2010	-66	Firm change after gap	Other
CETERA INVESTMENT ADVISERS LLC	RAYMOND J. LUCIA COMPANIES, INC.	Jan 4, 2003	Sep 18, 2008	2,084	Firm change after gap	Other
AMERIPRISE FINANCIAL SERVICES, LLC	CETERA INVESTMENT ADVISERS LLC	May 17, 2002	Aug 30, 2002	105	Firm change	Other

Relationships

Registered with (6)

→ PURE FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
May 18, 2012 to Oct 31, 2013factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Sep 13, 2013 to Dec 12, 2014factForm ADV
→ LUCIA CAPITAL GROUPRegistered adviserregistration: previous registration
Apr 9, 2010 to Apr 24, 2012factForm ADV
→ RAYMOND J. LUCIA COMPANIES, INC.Registered adviserregistration: previous registration
Sep 18, 2008 to Jun 14, 2010factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Aug 30, 2002 to Jan 4, 2003factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
May 11, 2001 to May 17, 2002factForm ADV

Dated events

No dated event names this entity yet.