DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
David Michael Cook
Certified Financial Planner
Feed of 09/14/2026
At current firm
11 y
since Dec 22, 2014
In the industry
25 y
since May 11, 2001 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Pure Financial Advisors, LLC independent RIA currentsince Dec 22, 2014 · San Diego, Ca
- J.P. Morgan Securities LLC wirehouseSep 13, 2013 to Dec 12, 2014 · Carlsbad, Ca
- Pure Financial Advisors, LLC independent RIAMay 18, 2012 to Oct 31, 2013 · San Diego, Ca
- Lucia Capital Group formerApr 9, 2010 to Apr 24, 2012 · San Diego, Ca
- Raymond J. Lucia Companies, Inc. unclassifiedSep 18, 2008 to Jun 14, 2010 · San Diego, Ca
- Cetera Investment Advisers LLC BD affiliatedAug 30, 2002 to Jan 4, 2003 · San Diego, Ca
- Ameriprise Financial Services, LLC national BDMay 11, 2001 to May 17, 2002 · San Diego, Ca
Moves
a registration end followed by a registration begin elsewhere
- J.P. Morgan Securities LLC to Pure Financial Advisors, LLCleft Dec 12, 2014, registered Dec 22, 2014 (10 days) · Other
- Pure Financial Advisors, LLC to J.P. Morgan Securities LLCleft Oct 31, 2013, registered Sep 13, 2013 (-48 days) · Other
- Lucia Capital Group to Pure Financial Advisors, LLCleft Apr 24, 2012, registered May 18, 2012 (24 days) · Other
- Raymond J. Lucia Companies, Inc. to Lucia Capital Groupleft Jun 14, 2010, registered Apr 9, 2010 (-66 days) · Other
- Cetera Investment Advisers LLC to Raymond J. Lucia Companies, Inc.left Jan 4, 2003, registered Sep 18, 2008 (2084 days) · Other
- Ameriprise Financial Services, LLC to Cetera Investment Advisers LLCleft May 17, 2002, registered Aug 30, 2002 (105 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address