DFX Intelligence

S••••• J•••• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorChartered Financial Analyst26 years in industrynot currently registered

S••••• J•••• H••••••

Advisor at G•••• V••••• A•••••• G••••• L••

Altoona, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:844ca997-463c-c383-d2f2-798490969f61

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Apr 17, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••• V••••• A•••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 3, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•••• V••••• A•••••• G••••• L••	Independent wealth	May 21, 2021	n/a	yes	Altoona, WI	Current employment
F•••••••• W••••• M••••••••• L••	Former SEC adviser	Feb 1, 2018	May 10, 2021	no	MIDDLETON, WI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••• W••••• M••••••••• L••	G•••• V••••• A•••••• G••••• L••	May 10, 2021	May 21, 2021	11	Firm change	RIA to RIA
F•••••••• I••••••••• A••••••• I•••••••••	F•••••••• W••••• M••••••••• L••	Feb 21, 2018	Feb 1, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
104562:291914:WI:2018-02-21	Feb 21, 2018	Feb 1, 2018	MIDDLETON, WI	Firm change

Relationships

Registered with (6)

→ G•••• V••••• A•••••• G••••• L••Registered adviserregistration: current employment
May 21, 2021 to presentfactForm ADV
→ F•••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Feb 1, 2018 to May 10, 2021factForm ADV
→ F•••••••• I••••••••• A••••••• I•••••••••Registered adviserregistration: previous registration
Aug 16, 2016 to Feb 21, 2018factForm ADV
→ B•• A•••• M••••••••• C••••

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Show 1 bookkeeping events

First seen by DFX
Sep 16, 2026
date not stated
••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:844ca997-463c-c383-d2f2-798490969f61
First observed: Apr 17, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.