DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Cjm Wealth Advisers, Ltd.
Latest filing Jul 20, 2026
First filing on the tape Nov 18, 2011 · 40 filings
SEC status approved since Feb 27, 1979
RAUM
$1.5B
reported, Item 5.F
Discretionary
95%
of RAUM
Private clients
98%
$1.4B individuals and HNW
Advisors
12
registered through the firm on IAPD
RAUM per advisor
$122M
derived; firm RAUM over IAPD count
Employees
13
11 advisory (5.B.1)
Offices
9
beyond the principal office
Private funds
0
reported on Schedule D
History
40 filings and snapshots on the tape
RAUM$1.5B as of Jul 20, 2026
Mar 28, 2012$384M then
HNW client RAUM$991M as of Jul 20, 2026
Mar 1, 2018$503M then
State-registered IARs (5.B.3)12 as of Jul 20, 2026
Mar 28, 20120 then
Employees (5.A)13 as of Jul 20, 2026
Apr 1, 201316 then
Private funds: no history
RAUM +14% over the last fiscal year+9.9% a year over threeIARs 9 to 12offices 8 to 9
Practice profile
derived from the filing of Jul 20, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $122MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 72derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.1MderivedHNW RAUM over HNW clients
- Average account
- $572,279derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 95%derivedof RAUM
- Institutional
- 1.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.1derivedItem 5.A over advisors
- Advisors per office
- 1.2derived10 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- +33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -19%derived
- Compensation
- percentage of assets, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Financial planning clients
- 1,000reportedItem 5.H
- Wrap fee program
- $2.9BreportedItem 5.I
- Custody
- $439M, 442 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$991M68%
- Individuals$451M31%
- Charitable organizations$24.5M1.7%
- Individual clients
- 618reported
- HNW clients
- 242reported
- Pension plan clients
- n/areported
- Charitable clients
- 15reported
- Accounts
- 2,562reported
- Financial planning clients
- 1,000reported
- Wrap fee programs
- $1.5B sponsored, $1.5B managedreported
- Custody of client assets
- $439M for 442 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
12 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Tracey Albertson BakerCertified Financial Planner | Falls Church, Va | Aug 3, 1999 | 29 y | 0 |
| Brian Timothy JonesCertified Financial Planner | Falls Church, Va | Dec 1, 2000 | 29 y | 0 |
| Tina Marie BabiczCertified Financial Planner | Falls Church, Va | Feb 21, 2006 | 26 y | 0 |
| David Deforest GreeneCertified Financial Planner | Falls Church, Va | Feb 21, 2006 | 29 y | 1 |
| Parker Gerard TrasborgCertified Financial Planner | Falls Church, Va | Mar 7, 2014 | 17 y | 1 |
| Jessica Rada NessCertified Financial Planner | Falls Church, Va | Oct 22, 2014 | 21 y | 3 |
| Lisa Ann BrandauCertified Financial Planner | Falls Church, Va | Feb 21, 2020 | 17 y | 1 |
| Griffin BakerCertified Financial Planner | Falls Church, Va | Feb 4, 2021 | 12 y | 0 |
| Anthony Fitzgerald JonesCertified Financial Planner | Falls Church, Va | Oct 6, 2022 | 27 y | 0 |
| Karen Nicole BlairCertified Financial Planner | Falls Church, Va | Mar 25, 2025 | 10 y | 3 |
| Mary J Price | Fairfax, Va | Dec 12, 2025 | 11 y | 1 |
| Paul Harney | Falls Church, Va | Feb 4, 2026 | 19 y | 1 |
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Anthony John Lombard to Noteworthy Financial LLCJun 17, 2024 · RIA to a state-registered adviser
- Patrick Joseph Mcgonigle to Homrich BergAug 28, 2014 · Other
Joined, latest
- Paul Harney from Commonwealth Financial NetworkFeb 4, 2026 · Affiliated broker-dealer or bank to independent RIA
- Mary J Price from Wealthspire AdvisorsDec 12, 2025 · RIA to RIA
- Karen Nicole Blair from Cassaday & Company, Inc.Mar 25, 2025 · RIA to RIA
- Lisa Ann Brandau from Osaic Fa, Inc.Feb 21, 2020 · Affiliated broker-dealer or bank to independent RIA
- Jessica Rada Ness from Glassman Wealth Services, LLCOct 22, 2014 · Other
- Parker Gerard Trasborg from Waddell & ReedMar 7, 2014 · Other
- Patrick Joseph Mcgonigle from Spc Financial IncJun 18, 2013 · Other
- David Deforest Greene from Valmark Advisers, Inc.Feb 21, 2006 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Albertson Tracey Baker · President/Principal/Chief Compliance Officercontrolsince 09/2003 · owns 25% to 50%
- Deforest David Greene · Ceo/Treasurer/Principalcontrolsince 02/2006 · owns 25% to 50%
- Timothy Brian Jones · Chairman/Secretary/Principalcontrolsince 09/2003 · owns 25% to 50%
- Rada Jessica Ness · Senior Vice Presidentsince 01/2025 · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Falls Church, Va · principal | 12 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Jul 20, 2026JONES, BRIAN, TIMOTHY (CHAIRMAN/SECRETARY/PRINCIPAL) left Schedule A between the filings of 2011-11-18 and 2026-07-20peers: independent wealth managers, $1B to $5B (1,360)
- employee count dropChange between filings · filing Mar 21, 2026employees (Item 5.A) moved from 22.0 to 13.0 (-41.0%) between the annual amendments of 2025-03-19 and 2026-03-21; the peer median change was +4.0% (1050 comparable advisers, 1.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,050) · 0.6% percentile
What changed
consecutive filings, newest first
- Accounts · 2,583 to 2,562Sep 25, 2025 to Mar 21, 2026
- Charity clients · 16 to 15Sep 25, 2025 to Mar 21, 2026
- HNW clients · 201 to 242Sep 25, 2025 to Mar 21, 2026
- Individual clients · 857 to 618Sep 25, 2025 to Mar 21, 2026
- Assets in custody · $379M to $439MSep 25, 2025 to Mar 21, 2026
- Employees · 22 to 13Sep 25, 2025 to Mar 21, 2026
- State-registered IARs · 9 to 12Sep 25, 2025 to Mar 21, 2026
- Other offices · 8 to 9Sep 25, 2025 to Mar 21, 2026
- Discretionary RAUM · $1.2B to $1.4BSep 25, 2025 to Mar 21, 2026
- HNW RAUM · $797M to $991MSep 25, 2025 to Mar 21, 2026
- Individual RAUM · $464M to $451MSep 25, 2025 to Mar 21, 2026
- Non-discretionary RAUM · $56.1M to $69.7MSep 25, 2025 to Mar 21, 2026
- RAUM · $1.3B to $1.5BSep 25, 2025 to Mar 21, 2026
- Wrap assets (manager) · $1.3B to $1.5BSep 25, 2025 to Mar 21, 2026
- Wrap assets (sponsor) · $1.3B to $1.5BSep 25, 2025 to Mar 21, 2026
- Accounts · 2,595 to 2,583Sep 26, 2024 to Mar 19, 2025
- Charity clients · 11 to 16Sep 26, 2024 to Mar 19, 2025
- HNW clients · 169 to 201Sep 26, 2024 to Mar 19, 2025
- Individual clients · 674 to 857Sep 26, 2024 to Mar 19, 2025
- Assets in custody · $321M to $379MSep 26, 2024 to Mar 19, 2025
- Employees · 23 to 22Sep 26, 2024 to Mar 19, 2025
- Financial planning clients · 251-500 to More than 500Sep 26, 2024 to Mar 19, 2025
- State-registered IARs · 10 to 9Sep 26, 2024 to Mar 19, 2025
- Discretionary RAUM · $1.1B to $1.2BSep 26, 2024 to Mar 19, 2025
- HNW RAUM · $641M to $797MSep 26, 2024 to Mar 19, 2025
- Individual RAUM · $456M to $464MSep 26, 2024 to Mar 19, 2025
- Non-discretionary RAUM · $60.7M to $56.1MSep 26, 2024 to Mar 19, 2025
- RAUM · $1.1B to $1.3BSep 26, 2024 to Mar 19, 2025
- Wrap assets (manager) · $1.1B to $1.3BSep 26, 2024 to Mar 19, 2025
- Wrap assets (sponsor) · $1.1B to $1.3BSep 26, 2024 to Mar 19, 2025
- Accounts · 2,317 to 2,595Mar 17, 2023 to Feb 26, 2024
- Advisory employees · 10 to 11Mar 17, 2023 to Feb 26, 2024
- Charity clients · 13 to 11Mar 17, 2023 to Feb 26, 2024
- HNW clients · 158 to 169Mar 17, 2023 to Feb 26, 2024
- Individual clients · 655 to 674Mar 17, 2023 to Feb 26, 2024
- Assets in custody · $263M to $321MMar 17, 2023 to Feb 26, 2024
- Employees · 22 to 23Mar 17, 2023 to Feb 26, 2024
- Financial planning clients · More than 500 to 251-500Mar 17, 2023 to Feb 26, 2024
- State-registered IARs · 9 to 10Mar 17, 2023 to Feb 26, 2024
- Discretionary RAUM · $1.0B to $1.1BMar 17, 2023 to Feb 26, 2024
Signals
2 dated events
- Anthony John Lombard left Cjm Wealth Advisers, Ltd. for Noteworthy Financial Llc (registered 2024-07-17)Jun 17, 2024 · Advisor changed firm · fact
- Cjm Wealth Advisers, Ltd. reported 8 offices beyond its principal office, up from 0 (2021-10-25 to 2022-03-28)Mar 28, 2022 · Office count change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- reception@cjmltd.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 703-425-0700reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 703-764-9530reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 800-916-9581reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/CJM-WEALTH-ADVISERS-LTD-reportedpublic record, Form ADV, Sep 17, 2026
- Website
- CJMLTD.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 703-425-0700reportedpublic record, Form ADV, Jul 20, 2026
- Contact form
- cjmltd.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- cjmltd.com/category/team/paul-j-harneyreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $122Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026