DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Marrick Wealth
Legal name Marrick Wealth, LLC
Latest filing May 29, 2026
First filing on the tape Mar 8, 2022 · 9 filings
SEC status approved since Apr 6, 2022
RAUM
$216M
reported, Item 5.F
Discretionary
88%
of RAUM
Private clients
98%
$211M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$108M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$216M as of May 29, 2026
Mar 14, 2023$112M then
HNW client RAUM$210M as of May 29, 2026
Mar 14, 2023$108M then
State-registered IARs (5.B.3)2 as of May 29, 2026
Mar 14, 20233 then
Employees (5.A)3 as of May 29, 2026
Mar 14, 20234 then
Private funds: no history
RAUM +24% over the last fiscal year+24% a year over threeIARs 3 to 2
Practice profile
derived from the filing of May 29, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $108MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 45derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.5MderivedHNW RAUM over HNW clients
- Average account
- $667,393derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 88%derivedof RAUM
- Institutional
- 1.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +24%derivedbetween the last two annual amendments
- Advisor growth, one year
- -33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.7%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$210M97%
- Pension and profit-sharing plans$4.1M1.9%
- Individuals$1.6M0.7%
- Individual clients
- 6reported
- HNW clients
- 83reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 323reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Martin Patrick McnamaraCertified Financial Planner | Irvine, Ca | Aug 13, 2012 | 19 y | 2 |
| Patrick Lawrence ChuCertified Financial Planner | Irvine, Ca | Mar 10, 2017 | 23 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Denise S Lee to Perigon Wealth Management, LLCJun 30, 2025 · RIA to RIA
Joined, latest
- Denise S Lee from Empirical Wealth ManagementJul 21, 2022 · RIA to RIA
- Patrick Lawrence Chu from Mullintbg AdvisorsMar 10, 2017 · Other
- Martin Patrick Mcnamara from Tarbox Family Office, Inc.Aug 13, 2012 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Lawrence Patrick Chu · Member/Chief Compliance Officercontrolsince 06/2012 · owns 50% to 75%
- Patrick Martin Mcnamara · Membercontrolsince 06/2012 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Irvine, Ca · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Individual clients · 7 to 6Feb 28, 2025 to Mar 13, 2026
- Employees · 4 to 3Feb 28, 2025 to Mar 13, 2026
- State-registered IARs · 3 to 2Feb 28, 2025 to Mar 13, 2026
- Discretionary RAUM · $163M to $189MFeb 28, 2025 to Mar 13, 2026
- HNW RAUM · $169M to $210MFeb 28, 2025 to Mar 13, 2026
- Individual RAUM · $2.0M to $1.6MFeb 28, 2025 to Mar 13, 2026
- Non-discretionary RAUM · $10.6M to $26.3MFeb 28, 2025 to Mar 13, 2026
- Pension RAUM · $2.5M to $4.1MFeb 28, 2025 to Mar 13, 2026
- RAUM · $174M to $216MFeb 28, 2025 to Mar 13, 2026
- Accounts · 298 to 323Feb 28, 2025 to Mar 13, 2026
- Advisory employees · 3 to 2Feb 28, 2025 to Mar 13, 2026
- HNW clients · 78 to 83Feb 28, 2025 to Mar 13, 2026
- Accounts · 290 to 298Feb 26, 2024 to Feb 28, 2025
- HNW clients · 81 to 78Feb 26, 2024 to Feb 28, 2025
- Individual clients · 11 to 7Feb 26, 2024 to Feb 28, 2025
- Financial planning clients · 26-50 to 51-100Feb 26, 2024 to Feb 28, 2025
- Discretionary RAUM · $139M to $163MFeb 26, 2024 to Feb 28, 2025
- HNW RAUM · $143M to $169MFeb 26, 2024 to Feb 28, 2025
- Individual RAUM · $3.0M to $2.0MFeb 26, 2024 to Feb 28, 2025
- Non-discretionary RAUM · $8.2M to $10.6MFeb 26, 2024 to Feb 28, 2025
- Pension RAUM · $1.4M to $2.5MFeb 26, 2024 to Feb 28, 2025
- RAUM · $147M to $174MFeb 26, 2024 to Feb 28, 2025
- Accounts · 238 to 290Oct 12, 2023 to Feb 26, 2024
- HNW clients · 69 to 81Oct 12, 2023 to Feb 26, 2024
- Individual clients · 10 to 11Oct 12, 2023 to Feb 26, 2024
- Discretionary RAUM · $105M to $139MOct 12, 2023 to Feb 26, 2024
- HNW RAUM · $108M to $143MOct 12, 2023 to Feb 26, 2024
- Individual RAUM · $3.5M to $3.0MOct 12, 2023 to Feb 26, 2024
- Non-discretionary RAUM · $7.2M to $8.2MOct 12, 2023 to Feb 26, 2024
- Pension RAUM · $634,418 to $1.4MOct 12, 2023 to Feb 26, 2024
- RAUM · $112M to $147MOct 12, 2023 to Feb 26, 2024
- Accounts · 237 to 238Jul 21, 2022 to Mar 14, 2023
- Advisory employees · 2 to 3Jul 21, 2022 to Mar 14, 2023
- Individual clients · 7 to 10Jul 21, 2022 to Mar 14, 2023
- Pension plan clients · 1.0 to unsetJul 21, 2022 to Mar 14, 2023
- Employees · 3 to 4Jul 21, 2022 to Mar 14, 2023
- State-registered IARs · 2 to 3Jul 21, 2022 to Mar 14, 2023
- Discretionary RAUM · $83.8M to $105MJul 21, 2022 to Mar 14, 2023
- HNW RAUM · $111M to $108MJul 21, 2022 to Mar 14, 2023
- Individual RAUM · $2.6M to $3.5MJul 21, 2022 to Mar 14, 2023
Signals
2 dated events
- Denise S Lee left Marrick Wealth for Perigon Wealth Management, Llc (registered 2025-07-14)Jun 30, 2025 · Advisor changed firm · fact
- Marrick Wealth filed its initial SEC registration (Form ADV)Mar 8, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- advisors@marrickwealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- info@marrickwealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 949-258-9700reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/marrick-wealthreportedpublic record, Form ADV, Sep 17, 2026
- Website
- MARRICKWEALTH.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 949.258.9700reportedpublic record, Form ADV, May 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $108Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026