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Advisor at MML INVESTORS SERVICES, LLC
DALLAS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Jul 27, 2020 | n/a | yes | DALLAS, TX | Current employment |
| USAA INVESTMENT SERVICES COMPANY | No RAUM reported | Jan 8, 2018 | Jun 18, 2020 | no | SAN ANTONIO, TX|SAN ANTONIO, TX | Previous registration |
| USAA FINANCIAL PLANNING SERVICES | Former SEC adviser | May 3, 2011 | Jan 8, 2018 | no | ADDISON, TX | Previous registration |
| COMMERCE WEALTH ADVISERS, LLC | Former SEC adviser | May 7, 2010 | Apr 15, 2011 | no | FRISCO, TX | Previous registration |
| FSC SECURITIES CORPORATION | Former SEC adviser | Mar 3, 2006 | May 7, 2010 | no | FRISCO, TX | Previous registration |
| OSAIC FA, INC. | Former SEC adviser | Apr 20, 2005 | Jan 24, 2006 | no | FRISCO, TX|ADDISON, TX|DALLAS, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| USAA INVESTMENT SERVICES COMPANY | MML INVESTORS SERVICES, LLC | Jun 18, 2020 | Jul 27, 2020 | 39 | Firm change | Other |
| USAA FINANCIAL PLANNING SERVICES | USAA INVESTMENT SERVICES COMPANY | Jan 8, 2018 | Jan 8, 2018 | 0 | Bulk transfer | Other |
| COMMERCE WEALTH ADVISERS, LLC | USAA FINANCIAL PLANNING SERVICES | Apr 15, 2011 | May 3, 2011 | 18 | Firm change | Other |
| FSC SECURITIES CORPORATION | COMMERCE WEALTH ADVISERS, LLC | May 7, 2010 | May 7, 2010 | 0 | Firm change | Other |
| OSAIC FA, INC. | FSC SECURITIES CORPORATION | Jan 24, 2006 | Mar 3, 2006 | 38 | Firm change | Other |