DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Frank Ray Neiderhiser
Certified Financial Planner
Feed of 09/15/2026
At current firm
6 y
since Feb 4, 2020
In the industry
26 y
since Dec 1, 1999 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Mckinley Carter Wealth Services, Inc. independent RIA currentsince Feb 4, 2020 · Wexford, Pa
- Td Ameritrade, Inc. formerFeb 27, 2018 to Oct 15, 2019 · Wexford, Pa
- Td Ameritrade Investment Management, LLC formerFeb 26, 2018 to Oct 15, 2019 · Omaha, Ne
- Scottrade Investment Management formerJul 11, 2016 to Feb 26, 2018 · Saint Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- Td Ameritrade, Inc. to Mckinley Carter Wealth Services, Inc.left Oct 15, 2019, registered Feb 4, 2020 (112 days) · Other
- Td Ameritrade Investment Management, LLC to Td Ameritrade, Inc.left Oct 15, 2019, registered Feb 27, 2018 (-595 days) · channel change inside one enterprise, not a move · moved with a team
- Scottrade Investment Management to Td Ameritrade Investment Management, LLCleft Feb 26, 2018, registered Feb 26, 2018 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address