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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

ERIK ALEXIS CARRINGTON

Advisor at TRUIST ADVISORY SERVICES, INC.

HOUSTON, TX

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Search this name across graphsid dfx:ria:84cd924f-5533-b65e-d6fc-86ad05c8bc35

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Jun 20, 1996 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TRUIST ADVISORY SERVICES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 9, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jan 9, 1996
First registration: Jun 20, 1996
Dual registered: yes, broker-dealer
Other names: ERIK ALEXIS SANCHEZ
IAPD individual key: 2686860

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TRUIST ADVISORY SERVICES, INC.	Bd affiliated wealth	Oct 3, 2025	n/a	yes	HOUSTON, TX	Current employment
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Aug 10, 2022	Sep 11, 2025	no	HOUSTON, TX	Previous registration
HANCOCK WHITNEY INVESTMENT SERVICES INC.	Independent wealth	Jun 7, 2012	Aug 10, 2022	no	HOUSTON, TX\|NEW ORLEANS, LA\|WOODLANDS, TX	Previous registration
MORGAN KEEGAN & COMPANY, LLC	Former SEC adviser	Apr 4, 2008	Dec 9, 2011	no	HOUSTON, TX\|MEMPHIS, TN\|BIRMINGHAM, AL	Previous registration
BOK FINANCIAL ADVISORS	Bd affiliated wealth	Oct 19, 2005	Aug 31, 2007	no	HOUSTON, TX\|Houston, TX	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	May 27, 2004	Oct 6, 2005	no	SUGAR LAND, TX	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Oct 18, 2002	May 26, 2004	no	HOUSTON, TX	Previous registration
MORGAN STANLEY DW INC.	n/a	Jun 20, 1996	Oct 24, 2002	no	HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA INVESTMENT ADVISERS LLC	TRUIST ADVISORY SERVICES, INC.	Sep 11, 2025	Oct 3, 2025	22	Firm change	Ibd to ibd
HANCOCK WHITNEY INVESTMENT SERVICES INC.	CETERA INVESTMENT ADVISERS LLC	Aug 10, 2022	Aug 10, 2022	0	Bulk transfer	Ibd to ibd
MORGAN KEEGAN & COMPANY, LLC	HANCOCK WHITNEY INVESTMENT SERVICES INC.	Dec 9, 2011	Jun 7, 2012	181	Firm change	Other
BOK FINANCIAL ADVISORS	MORGAN KEEGAN & COMPANY, LLC	Aug 31, 2007	Apr 4, 2008	217	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	BOK FINANCIAL ADVISORS	Oct 6, 2005	Oct 19, 2005	13	Firm change	Other
UBS FINANCIAL SERVICES INC.	CHASE INVESTMENT SERVICES CORP.	May 26, 2004	May 27, 2004	1	Firm change	Other
MORGAN STANLEY DW INC.	UBS FINANCIAL SERVICES INC.	Oct 24, 2002	Oct 18, 2002	-6	Firm change	Other

Relationships

Registered with (8)

→ TRUIST ADVISORY SERVICES, INC.Registered adviserregistration: current employment
Oct 3, 2025 to presentfactForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Aug 10, 2022 to Sep 11, 2025factForm ADV
→ HANCOCK WHITNEY INVESTMENT SERVICES INC.Registered adviserregistration: previous registration
Jun 7, 2012 to Aug 10, 2022factForm ADV
→ MORGAN KEEGAN & COMPANY, LLCRegistered adviserregistration: previous registration
Apr 4, 2008 to Dec 9, 2011factForm ADV
→ BOK FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Oct 19, 2005 to Aug 31, 2007factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
May 27, 2004 to Oct 6, 2005factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Oct 18, 2002 to May 26, 2004factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Jun 20, 1996 to Oct 24, 2002factForm ADV

Dated events

Occurred
Sep 11, 2025
Advisor changed firm
Erik Alexis Carrington left Cetera Investment Advisers Llc for Truist Advisory Services, Inc. (registered 2025-10-03)
Form ADVobserved 4 days ago