DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

E••• A••••• C•••••••••

T••••• A••••••• S•••••••• I•••BD affiliatedHouston, Txdual registrantIAPD 2686860

Feed of 09/14/2026

Also filed as E••• A••••• Sanchez

At current firm

0 y

since Oct 3, 2025

In the industry

30 y

since Jan 9, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T••••• A••••••• S•••••••• I••• BD affiliated current
since Oct 3, 2025 · Houston, Tx
C••••• I••••••••• A••••••• L•• BD affiliated
Aug 10, 2022 to Sep 11, 2025 · Houston, Tx
H•••••• W•••••• I••••••••• S••••••• I••• independent RIA
Jun 7, 2012 to Aug 10, 2022 · Houston, Tx
M••••• K••••• • C••••••• L•• former
Apr 4, 2008 to Dec 9, 2011 · Houston, Tx
B•• F•••••••• A••••••• BD affiliated
Oct 19, 2005 to Aug 31, 2007 · Houston, Tx
C•••• I••••••••• S••••••• C•••• former
May 27, 2004 to Oct 6, 2005 · Sugar Land, Tx
U•• F•••••••• S••••••• I••• wirehouse
Oct 18, 2002 to May 26, 2004 · Houston, Tx
M••••• S•••••• D• I••• unclassified
Jun 20, 1996 to Oct 24, 2002 · Houston, Tx

Moves

a registration end followed by a registration begin elsewhere

C••••• I••••••••• A••••••• L•• to T••••• A••••••• S•••••••• I•••
left Sep 11, 2025, registered Oct 3, 2025 (22 days) · Affiliated broker-dealer or bank to another
H•••••• W•••••• I••••••••• S••••••• I••• to C••••• I••••••••• A••••••• L••
left Aug 10, 2022, registered Aug 10, 2022 (0 days) · corporate re-registration, not a move
M••••• K••••• • C••••••• L•• to H•••••• W•••••• I••••••••• S••••••• I•••
left Dec 9, 2011, registered Jun 7, 2012 (181 days) · Other
B•• F•••••••• A••••••• to M••••• K••••• • C••••••• L••
left Aug 31, 2007, registered Apr 4, 2008 (217 days) · Other
C•••• I••••••••• S••••••• C•••• to B•• F•••••••• A•••••••
left Oct 6, 2005, registered Oct 19, 2005 (13 days) · Other
U•• F•••••••• S••••••• I••• to C•••• I••••••••• S••••••• C••••
left May 26, 2004, registered May 27, 2004 (1 days) · Other
M••••• S•••••• D• I••• to U•• F•••••••• S••••••• I•••
left Oct 24, 2002, registered Oct 18, 2002 (-6 days) · Other

Signals

E••• A••••• C••••••••• left C••••• I••••••••• A••••••• L•• for T••••• A••••••• S•••••••• I••• (registered 2025-10-03)
Sep 11, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address