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Advisor at S•••••••
SHREVEPORT, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S••••••• | Bd affiliated wealth | Aug 1, 2025 | n/a | yes | SHREVEPORT, LA | Current employment |
| J••• M••••• S••••••••• L•• | Wirehouse | Sep 23, 2021 | Aug 3, 2025 | no | SHREVEPORT, LA|SHREVEPORT, LA|SHREVEPORT, LA|SHREVEPORT, LA|SHREVEPORT, LA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J••• M••••• S••••••••• L•• | S••••••• | Aug 3, 2025 | Aug 1, 2025 | -2 | Firm change | Wirehouse to ibd |
| H•••••• W•••••• I••••••••• S••••••• I••• | J••• M••••• S••••••••• L•• | Sep 28, 2021 | Sep 23, 2021 |
| H•••••• W•••••• I••••••••• S••••••• I••• | Independent wealth | May 28, 2020 | Sep 28, 2021 | no | MANY, LA|NATCHITOCHES, LA|GREENWOOD, LA|NEW ORLEANS, LA|GREENWOOD, LA | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Jul 2, 2018 | May 20, 2020 | no | SHREVEPORT, LA | Previous registration |
| -5 |
| Firm change |
| Ibd to wirehouse |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | H•••••• W•••••• I••••••••• S••••••• I••• | May 20, 2020 | May 28, 2020 | 8 | Firm change | Wirehouse to ibd |