DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Joshua Mccord
At current firm
1 y
since Aug 1, 2025
In the industry
15 y
since Mar 1, 2011 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Stephens BD affiliated currentsince Aug 1, 2025 · Shreveport, La
- J.P. Morgan Securities LLC wirehouseSep 23, 2021 to Aug 3, 2025 · Shreveport, La
- Hancock Whitney Investment Services Inc. independent RIAMay 28, 2020 to Sep 28, 2021 · Many, La
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJul 2, 2018 to May 20, 2020 · Shreveport, La
Moves
a registration end followed by a registration begin elsewhere
- J.P. Morgan Securities LLC to Stephensleft Aug 3, 2025, registered Aug 1, 2025 (-2 days) · Wirehouse to affiliated broker-dealer or bank
- Hancock Whitney Investment Services Inc. to J.P. Morgan Securities LLCleft Sep 28, 2021, registered Sep 23, 2021 (-5 days) · Affiliated broker-dealer or bank to wirehouse
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Hancock Whitney Investment Services Inc.left May 20, 2020, registered May 28, 2020 (8 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- Joshua Jay Mccord left J.P. Morgan Securities Llc for Stephens (registered 2025-08-01)Aug 3, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address