DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Horan Wealth, LLC
Latest filing Jun 26, 2026
First filing on the tape Mar 17, 2025 · 6 filings
SEC status approved since Apr 9, 2025
RAUM
$1.5B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
95%
$1.4B individuals and HNW
Advisors
22
registered through the firm on IAPD
RAUM per advisor
$66.8M
derived; firm RAUM over IAPD count
Employees
32
20 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$1.5B as of Jun 26, 2026
Mar 17, 2025$0 then
HNW client RAUM$1.1B as of Jun 26, 2026
Jul 16, 2025$1.1B then
State-registered IARs (5.B.3)19 as of Jun 26, 2026
Mar 17, 202511 then
Employees (5.A)32 as of Jun 26, 2026
Mar 17, 202531 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 11 to 19offices 1 to 2
Practice profile
derived from the filing of Jun 26, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $66.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 64derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.5MderivedHNW RAUM over HNW clients
- Average account
- $521,832derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 2.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 7.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- +73%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, publications, educational seminarsreportedItem 5.G
- Custody
- $261M, 269 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Firms absorbed, 24 months
- 2derivedhalf or more of a firm's advisors moved here within 14 days
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.1B76%
- Individuals$278M19%
- Corporations and businesses$43.0M2.9%
- Charitable organizations$26.0M1.8%
- Pension and profit-sharing plans$8.0M0.5%
- Individual clients
- 955reported
- HNW clients
- 453reported
- Pension plan clients
- 4reported
- Charitable clients
- 17reported
- Accounts
- 2,817reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $261M for 269 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.95 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=13.0derived
Advisors registered through the firm
22 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| David Ian TempletonChartered Financial Analyst | Cincinnati, Oh | May 12, 2025 | 16 y | 1 |
| Todd Alan PoelleinChartered Financial Analyst | Cincinnati, Oh | May 14, 2025 | 23 y | 1 |
| Todd HibnerChartered Financial Analyst | Cincinnati, Oh | May 14, 2025 | 12 y | 1 |
| Mark Allen BennettChartered Financial Analyst | Cincinnati, Oh | May 14, 2025 | 16 y | 1 |
| Paul Anthony Carl | Cincinnati, Oh | Jun 9, 2025 | 12 y | 1 |
| David Maurice Lohre | Fort Mitchell, Ky | Jul 7, 2025 | 33 y | 1 |
| Michael Dunlap NapierCertified Financial Planner | Cincinnati, Oh | Jul 7, 2025 | 26 y | 3 |
| Kathleen Christine Laverde | Cincinnati, Oh | Jul 7, 2025 | 30 y | 5 |
| Michael Louis HermesCertified Financial Planner, Chartered Financial Analyst | Cincinnati, Oh | Jul 8, 2025 | 13 y | 1 |
| William Benjamin HardiggCertified Financial Planner | Cincinnati, Oh | Jul 8, 2025 | 15 y | 3 |
| Keith Edmond PrinceCertified Financial Planner | Cincinnati, Oh | Jul 8, 2025 | 16 y | 3 |
| Thomas Edward ReitzesCertified Financial Planner | Cincinnati, Oh | Jul 8, 2025 | 10 y | 2 |
| Terence Lee HoranChartered Financial Consultant | Cincinnati, Oh | Jul 8, 2025 | 53 y | 2 |
| Richard Owings Bascom | Cincinnati, Oh | Jul 8, 2025 | 11 y | 1 |
| Christine Ann Stine | Cincinnati, Oh | Jul 9, 2025 | 26 y | 3 |
| Connie Sue Grosser | Cincinnati, Oh | Jul 9, 2025 | 32 y | 4 |
| Muhammad Fateh Akbar Tiwana | Cincinnati, Oh | Jul 11, 2025 | 13 y | 1 |
| Daniel Allen SchneiderCertified Financial Planner | Cincinnati, Oh | Nov 4, 2025 | 14 y | 1 |
| Andrew Thomas Swinney | Cincinnati, Oh | Dec 4, 2025 | 11 y | 0 |
| Ryan Joseph Janka | Cincinnati, Oh | Jan 5, 2026 | 10 y | 0 |
| Andrea Diane Costa | Cincinnati, Oh | Mar 24, 2026 | 11 y | 0 |
| Brian Louis Van JuraChartered Financial Analyst | Cincinnati, Oh | May 4, 2026 | 25 y | 1 |
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Brian Louis Van Jura from Fifth Third Securities, Inc.May 4, 2026 · Affiliated broker-dealer or bank to independent RIA
- Daniel Allen Schneider from Crew Capital Management, Ltd.Nov 4, 2025 · RIA to RIA
- Terence Lee Horan from Horan Capital Advisors, LLCJul 8, 2025 · RIA to a newly registered adviser
- Todd Alan Poellein from Horan Capital Advisors, LLCMay 14, 2025 · RIA to a newly registered adviser
- Todd Hibner from Horan Capital Advisors, LLCMay 14, 2025 · RIA to a newly registered adviser
- Mark Allen Bennett from Horan Capital Advisors, LLCMay 14, 2025 · RIA to a newly registered adviser
- David Ian Templeton from Horan Capital Advisors, LLCMay 12, 2025 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 7 joined from Horan Wealth ManagementJul 7, 2025 · Cincinnati, Oh · Firm absorbed
- 4 joined from Horan Capital Advisors, LLCMay 12, 2025 · Cincinnati, Oh · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Allen Mark Bennett · Principal & Portfolio Managercontrolsince 04/2017 · owns 10% to 25%
- Sue Connie Grosser · Chief Compliance Officercontrolsince 10/2023 · owns less than 5%
- Leo Gregory Hoernschemeyer · Senior Vice Presidentcontrolsince 12/2018 · owns 5% to 10%
- Lee Terence Horan · President, Chief Executive Officercontrolsince 07/1997 · owns 50% to 75%
- Dunlap Michael Napier · Managing Partnercontrolsince 09/2023 · owns 10% to 25%
- Alan Todd Poellein · Principal & Portfolio Managercontrolsince 01/2021 · owns 5% to 10%
- Michael Reynolds · Chief Financial Officer Officercontrolsince 02/2024 · owns less than 5%
- Ian David Templeton · Principal & Chief Investment Officercontrolsince 04/2017 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Cincinnati, Oh · principal | 22 | 5 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- advisor count surgeChange between filings · filing Mar 24, 2026advisory representatives (Item 5.B.3) moved from 11.0 to 19.0 (+73.0%) between the annual amendments of 2025-03-17 and 2026-03-24; the peer median change was 0.0% (999 comparable advisers, 98.0th percentile of changes)peers: independent wealth managers, $1B to $5B (999) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 3,364 to 2,817Sep 8, 2025 to Mar 24, 2026
- Advisory employees · 22 to 20Sep 8, 2025 to Mar 24, 2026
- BD registered reps · 18 to 13Sep 8, 2025 to Mar 24, 2026
- Charity clients · 2 to 17Sep 8, 2025 to Mar 24, 2026
- Corporate clients · 9 to 7Sep 8, 2025 to Mar 24, 2026
- HNW clients · 419 to 453Sep 8, 2025 to Mar 24, 2026
- Individual clients · 878 to 955Sep 8, 2025 to Mar 24, 2026
- Pension plan clients · 9 to 4Sep 8, 2025 to Mar 24, 2026
- Assets in custody · $286M to $261MSep 8, 2025 to Mar 24, 2026
- Employees · 35 to 32Sep 8, 2025 to Mar 24, 2026
- Financial planning clients · 1-10 to 101-250Sep 8, 2025 to Mar 24, 2026
- State-registered IARs · 11 to 19Sep 8, 2025 to Mar 24, 2026
- Discretionary RAUM · $1.4B to $1.5BSep 8, 2025 to Mar 24, 2026
- HNW RAUM · $1.1B to $1.1BSep 8, 2025 to Mar 24, 2026
- Individual RAUM · $300M to $278MSep 8, 2025 to Mar 24, 2026
- Non-discretionary RAUM · $61.1M to $9.0MSep 8, 2025 to Mar 24, 2026
- Pension RAUM · $17.3M to $8.0MSep 8, 2025 to Mar 24, 2026
- RAUM · $1.4B to $1.5BSep 8, 2025 to Mar 24, 2026
- Related adviser · true to falseSep 8, 2025 to Mar 24, 2026
- Other offices · 1 to 2Jul 16, 2025 to Sep 8, 2025
- Accounts · 0 to 3,364Mar 17, 2025 to Jul 16, 2025
- Advisory employees · 19 to 22Mar 17, 2025 to Jul 16, 2025
- Charity clients · unset to 2.0Mar 17, 2025 to Jul 16, 2025
- Corporate clients · unset to 9.0Mar 17, 2025 to Jul 16, 2025
- HNW clients · unset to 419.0Mar 17, 2025 to Jul 16, 2025
- Individual clients · unset to 878.0Mar 17, 2025 to Jul 16, 2025
- Pension plan clients · unset to 9.0Mar 17, 2025 to Jul 16, 2025
- Assets in custody · $595M to $286MMar 17, 2025 to Jul 16, 2025
- Custody of client assets · false to trueMar 17, 2025 to Jul 16, 2025
- Employees · 31 to 35Mar 17, 2025 to Jul 16, 2025
- Financial planning clients · 0 to 1-10Mar 17, 2025 to Jul 16, 2025
- Discretionary RAUM · $0 to $1.4BMar 17, 2025 to Jul 16, 2025
- HNW RAUM · unset to 1055388924.0Mar 17, 2025 to Jul 16, 2025
- Individual RAUM · unset to 300247841.0Mar 17, 2025 to Jul 16, 2025
- Non-discretionary RAUM · $0 to $61.1MMar 17, 2025 to Jul 16, 2025
- Pension RAUM · unset to 17328703.0Mar 17, 2025 to Jul 16, 2025
- RAUM · $0 to $1.4BMar 17, 2025 to Jul 16, 2025
- Related broker-dealer · true to falseMar 17, 2025 to Jul 16, 2025
Signals
2 dated events
- Horan Wealth Management's advisors moved to Horan Wealth, LLC (Cincinnati, OH): 9 of 11 registered, on the same dayJul 7, 2025 · Firm absorbed (people side) · derived
- Horan Capital Advisors, LLC's advisors moved to Horan Wealth, LLC (Cincinnati, OH): 4 of 5 registered, within 2 daysMay 12, 2025 · Firm absorbed (people side) · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- kathyl@horanwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- akbart@horanwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- gregh@horanwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 412-710-8087reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 513-535-2188reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 513-587-2704reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/horan-wealthreportedpublic record, Form ADV, Sep 17, 2026
- Website
- horanwealth.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 513-745-0707reportedpublic record, Form ADV, Jun 26, 2026
- Team page
- horanwealth.com/about-us/our-team/andrea-costareportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $66.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026