DFX Intelligence

J•••• D••••• Z•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

J•••• D••••• Z•••••

Advisor at D•••••••• A••••••• S•••••••• L••

MANHATTAN BEACH, CA | SOUTH JORDAN, UT

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Search this name across graphsid dfx:ria:85984878-2180-8f95-450a-c91afff66434

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Apr 13, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D•••••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 9, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D•••••••• A••••••• S•••••••• L••	Bd affiliated wealth	May 8, 2024	n/a	yes	SOUTH JORDAN, UT\|MANHATTAN BEACH, CA	Current employment
W•••••••••	Former SEC adviser	Oct 14, 2019	Jul 27, 2024	no	MANHATTAN BEACH, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••••••	D•••••••• A••••••• S•••••••• L••	Jul 27, 2024	May 8, 2024	-80	Firm change after gap	RIA to ibd
J••• M••••• S••••••••• L••	W•••••••••	Nov 1, 2019	Oct 14, 2019

Relationships

Registered with (6)

→ D•••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
May 8, 2024 to presentfactForm ADV
→ W•••••••••Registered adviserregistration: previous registration
Oct 14, 2019 to Jul 27, 2024factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Oct 1, 2012 to Nov 1, 2019factForm ADV
→ C•••• I••••••••• S••••••• C••••

Dated events

Occurred
Jul 27, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:85984878-2180-8f95-450a-c91afff66434
First observed: Apr 13, 2009
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.