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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

BRANDON LEE HARRIS

Advisor at WELLS FARGO ADVISORS

ST. LOUIS, MO | RALEIGH, NC | CHAPEL HILL, NC

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Search this name across graphsid dfx:ria:85f70301-3cb3-834e-fd24-8d0d6610a1a1

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 18, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 30, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 2
Registered states: 1
Exams: S66
First exam: May 30, 2003
First registration: Jan 18, 2008
Dual registered: yes, broker-dealer
Other names: BRANDON HARRIS
IAPD individual key: 4606327

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Apr 13, 2026	n/a	yes	CHAPEL HILL, NC\|ST. LOUIS, MO	Current employment
WELLS FARGO ADVISORS	Wirehouse	Oct 24, 2024	n/a	yes	CHAPEL HILL, NC\|RALEIGH, NC\|RALEIGH, NC	Current employment
WELLS FARGO ADVISORS	Wirehouse	Dec 9, 2021	May 29, 2024	no	RALEIGH, NC\|CHAPEL HILL, NC	Previous registration
MORGAN STANLEY	Wirehouse	Mar 25, 2013	Jun 28, 2021	no	CHICAGO, IL\|RALEIGH, NC\|WILMINGTON, NC	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Nov 1, 2010	May 15, 2012	no	CHICAGO, IL\|CHICAGO, IL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jan 18, 2008	Oct 26, 2010	no	WILMINGTON, NC\|WILMINGTON, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	WELLS FARGO ADVISORS	Jun 28, 2021	Dec 9, 2021	164	Firm change	Wirehouse to wirehouse
J.P. MORGAN SECURITIES LLC	MORGAN STANLEY	May 15, 2012	Mar 25, 2013	314	Firm change	Wirehouse to wirehouse
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	J.P. MORGAN SECURITIES LLC	Oct 26, 2010	Nov 1, 2010	6	Firm change	Wirehouse to wirehouse

Relationships

Registered with (5)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Apr 13, 2026 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Dec 9, 2021 to May 29, 2024factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Mar 25, 2013 to Jun 28, 2021factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Nov 1, 2010 to May 15, 2012factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jan 18, 2008 to Oct 26, 2010factForm ADV

Dated events

No dated event names this entity yet.