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Registered advisor
B•••••• L•• H•••••
Feed of 09/15/2026
Also filed as B•••••• H•••••
At current firm
1 y
since Oct 24, 2024
In the industry
23 y
since May 30, 2003 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
2
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Apr 13, 2026 · Chapel Hill, Nc
- W•••• F•••• A••••••• wirehouse currentsince Oct 24, 2024 · Chapel Hill, Nc
- W•••• F•••• A••••••• wirehouseDec 9, 2021 to May 29, 2024 · Raleigh, Nc
- M••••• S•••••• wirehouseMar 25, 2013 to Jun 28, 2021 · Chicago, Il
- J••• M••••• S••••••••• L•• wirehouseNov 1, 2010 to May 15, 2012 · Chicago, Il
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 18, 2008 to Oct 26, 2010 · Wilmington, Nc
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to W•••• F•••• A•••••••left Jun 28, 2021, registered Dec 9, 2021 (164 days) · Wirehouse to wirehouse
- J••• M••••• S••••••••• L•• to M••••• S••••••left May 15, 2012, registered Mar 25, 2013 (314 days) · Wirehouse to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••left Oct 26, 2010, registered Nov 1, 2010 (6 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address