DFX Intelligence
Reading the graph
Reading the graph
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Advisor at S••• I••••••••• C••••••
SAN ANTONIO, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S••• I••••••••• C•••••• | Independent wealth | May 21, 2019 | n/a | yes | SAN ANTONIO, TX | Current employment |
| A••••••• A•••• M••••••••• I••• | Mixed wealth | Jun 19, 2008 | May 21, 2019 | no | BOERNE, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A••••••• A•••• M••••••••• I••• | S••• I••••••••• C•••••• | May 21, 2019 | May 21, 2019 | 0 | Firm change | RIA to RIA |
| T• A••••••••• I••• | T• A••••••••• I••••••••• M••••••••• L•• | Jun 19, 2008 | Aug 8, 2007 |
| T• A••••••••• I••••••••• M••••••••• L•• | Former SEC adviser | Aug 8, 2007 | Jun 19, 2008 | no | BOERNE, TX | Previous registration |
| T• A••••••••• I••• | Former SEC adviser | Aug 8, 2007 | Jun 19, 2008 | no | BOERNE, TX | Previous registration |
| -316 |
| Firm change after gap |
| Other |
| T• A••••••••• I••••••••• M••••••••• L•• | T• A••••••••• I••• | Jun 19, 2008 | Aug 8, 2007 | -316 | Channel change | Other |