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Advisor at NEW EDGE WEALTH
STAMFORD, CT | Delray Beach, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NEW EDGE WEALTH | Bd affiliated wealth | Aug 21, 2024 | n/a | yes | Delray Beach, FL|STAMFORD, CT | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Mar 18, 2016 | Aug 20, 2024 | no | BOCA RATON, FL|DELRAY BEACH, FL|BOCA RATON, FL | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Apr 11, 2016 | no | BOCA RATON, FL | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Feb 27, 2009 | Jun 1, 2009 | no | BOCA RATON, FL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Apr 29, 2005 | Mar 3, 2009 | no | BOCA RATON, FL|BOCA RATON, FL | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Mar 27, 2000 | Apr 21, 2005 | no | HOLLYWOOD, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | NEW EDGE WEALTH | Aug 20, 2024 | Aug 21, 2024 | 1 | Firm change | Wirehouse to ibd |
| MORGAN STANLEY | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Apr 11, 2016 | Mar 18, 2016 | -24 | Firm change | Wirehouse to wirehouse |
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MORGAN STANLEY & CO. LLC | Mar 3, 2009 | Feb 27, 2009 | -4 | Firm change | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Apr 21, 2005 | Apr 29, 2005 | 8 | Firm change | Ibd to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:307771:FL:2024-08-20 | Aug 20, 2024 | Aug 21, 2024 | BOCA RATON, FL | Firm change |
| 149777:7691:FL:2016-04-07 | Apr 11, 2016 | Mar 18, 2016 | BOCA RATON, FL | Firm change |