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Registered advisor
B••••• M•••••• M•••••
Feed of 09/14/2026
At current firm
2 y
since Aug 21, 2024
In the industry
26 y
since Mar 27, 2000 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- N•• E••• W••••• BD affiliated currentsince Aug 21, 2024 · Delray Beach, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 18, 2016 to Aug 20, 2024 · Boca Raton, Fl
- M••••• S•••••• wirehouseJun 1, 2009 to Apr 11, 2016 · Boca Raton, Fl
- M••••• S•••••• • C•• L•• unclassifiedFeb 27, 2009 to Jun 1, 2009 · Boca Raton, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 29, 2005 to Mar 3, 2009 · Boca Raton, Fl
- A••••••••• F•••••••• S•••••••• L•• national BDMar 27, 2000 to Apr 21, 2005 · Hollywood, Fl
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to N•• E••• W•••••left Aug 20, 2024, registered Aug 21, 2024 (1 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Apr 11, 2016, registered Mar 18, 2016 (-24 days) · Wirehouse to wirehouse · moved with a team
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S•••••• • C•• L••left Mar 3, 2009, registered Feb 27, 2009 (-4 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Apr 21, 2005, registered Apr 29, 2005 (8 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- B••••• M•••••• M••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for N•• E••• W••••• (registered 2024-08-21)Aug 20, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address