DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)10 years in industry

Emily Moore

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

Allentown, PA | Scranton, PA | Kingston, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:86dab53a-6151-ea2c-0a9f-4643323bac8a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 4
On other graphs: 0
Observed: Feb 22, 2021 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Nov 20, 2017
First registration: Feb 22, 2021
Dual registered: yes, broker-dealer
Other names: EMILY MARIE ZGURA|EMILY MARIE MOORE|Emily M Moore|Emily Moore
IAPD individual key: 6474938

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	May 21, 2026	n/a	yes	Scranton, PA\|Allentown, PA\|Kingston, PA	Current employment
CAPITAL ANALYSTS	Bd affiliated wealth	Dec 14, 2022	May 28, 2026	no	West Abington Twp, PA\|Fort Washington, PA\|Moosic, PA	Previous registration
LINCOLN INVESTMENT	Independent wealth	Dec 14, 2022	May 28, 2026	no	Fort Washington, PA\|Moosic, PA\|Fort Washington, PA\|PALM BEACH GARDENS, FL	Previous registration
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Jan 18, 2022	Apr 29, 2022	no	MACUNGIE, PA	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Feb 22, 2021	Jan 18, 2022	no	Emmaus, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAPITAL ANALYSTS	LINCOLN INVESTMENT	May 28, 2026	Dec 14, 2022	-1,261	Firm change after gap	Ibd to RIA
LINCOLN INVESTMENT	AMERIPRISE FINANCIAL SERVICES, LLC	May 28, 2026	May 21, 2026	-7	Firm change	RIA to ibd
COMMONWEALTH FINANCIAL NETWORK	CAPITAL ANALYSTS	Apr 29, 2022	Dec 14, 2022	229	Firm change	Ibd to ibd
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	COMMONWEALTH FINANCIAL NETWORK	Jan 18, 2022	Jan 18, 2022	0	Firm change	Ibd to ibd

Relationships

Registered with (5)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
May 21, 2026 to presentfactForm ADV
→ CAPITAL ANALYSTSRegistered adviserregistration: previous registration
Dec 14, 2022 to May 28, 2026factForm ADV
→ LINCOLN INVESTMENTRegistered adviserregistration: previous registration
Dec 14, 2022 to May 28, 2026factForm ADV
→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: previous registration
Jan 18, 2022 to Apr 29, 2022factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Feb 22, 2021 to Jan 18, 2022factForm ADV

Dated events

Occurred
May 28, 2026
Advisor changed firm
Emily Moore left Lincoln Investment for Ameriprise Financial Services, Llc (registered 2026-05-21)
Form ADVobserved 5 days ago
Occurred
May 28, 2026
Advisor changed firm
Emily Moore left Capital Analysts for Lincoln Investment (registered 2022-12-14)
Form ADVobserved 5 days ago
Occurred
Apr 29, 2022
Advisor changed firm
Emily Moore left Commonwealth Financial Network for Capital Analysts (registered 2022-12-14)
Form ADVobserved 5 days ago
Occurred
Jan 18, 2022
Advisor changed firm
Emily Moore left Raymond James Financial Services Advisors, Inc for Commonwealth Financial Network (registered 2022-01-18)
Form ADVobserved 5 days ago