DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Emily Moore

Ameriprise Financial Services, LLCnational BDAllentown, Pa dual registrantIAPD 6474938

Certified Financial Planner

Feed of 09/15/2026

Also filed as Emily Marie Zgura

At current firm

0 y

since May 21, 2026

In the industry

10 y

since Oct 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Ameriprise Financial Services, LLC national BD current
since May 21, 2026 · Scranton, Pa
Capital Analysts BD affiliated
Dec 14, 2022 to May 28, 2026 · West Abington Twp, Pa
Lincoln Investment independent RIA
Dec 14, 2022 to May 28, 2026 · Fort Washington, Pa
Commonwealth Financial Network national BD
Jan 18, 2022 to Apr 29, 2022 · Macungie, Pa
Raymond James Financial Services Advisors, Inc BD affiliated
Feb 22, 2021 to Jan 18, 2022 · Emmaus, Pa

Moves

a registration end followed by a registration begin elsewhere

Capital Analysts to Lincoln Investment
left May 28, 2026, registered Dec 14, 2022 (-1261 days) · Affiliated broker-dealer or bank to independent RIA
Lincoln Investment to Ameriprise Financial Services, LLC
left May 28, 2026, registered May 21, 2026 (-7 days) · RIA to affiliated broker-dealer or bank
Commonwealth Financial Network to Capital Analysts
left Apr 29, 2022, registered Dec 14, 2022 (229 days) · Affiliated broker-dealer or bank to another
Raymond James Financial Services Advisors, Inc to Commonwealth Financial Network
left Jan 18, 2022, registered Jan 18, 2022 (0 days) · Affiliated broker-dealer or bank to another

Signals

Emily Moore left Lincoln Investment for Ameriprise Financial Services, Llc (registered 2026-05-21)
May 28, 2026 · Advisor changed firm · fact
Emily Moore left Capital Analysts for Lincoln Investment (registered 2022-12-14)
May 28, 2026 · Advisor changed firm · fact
Emily Moore left Commonwealth Financial Network for Capital Analysts (registered 2022-12-14)
Apr 29, 2022 · Advisor changed firm · fact
Emily Moore left Raymond James Financial Services Advisors, Inc for Commonwealth Financial Network (registered 2022-01-18)
Jan 18, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address