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Advisor at CERITY PARTNERS LLC
NORFOLK, VA | NEW YORK, NY | Richmond, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CERITY PARTNERS RETIREMENT PLAN CONSULTANTS | Institutional manager | Jun 15, 2022 | n/a | yes | NORFOLK, VA|NEW YORK, NY | Current employment |
| CERITY PARTNERS LLC | Independent wealth | Jun 14, 2022 | n/a | yes | NORFOLK, VA|Richmond, VA|NEW YORK, NY | Current employment |
| PALLADIUM REGISTERED INVESTMENT ADVISORS | Former SEC adviser | Jun 18, 2012 | Sep 2, 2022 | no | NORFOLK, VA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | May 13, 2008 | Jun 20, 2012 | no | NORFOLK, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PALLADIUM REGISTERED INVESTMENT ADVISORS | CERITY PARTNERS LLC | Sep 2, 2022 | Jun 14, 2022 | -80 | Firm change after gap | RIA to RIA |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | PALLADIUM REGISTERED INVESTMENT ADVISORS | Jun 20, 2012 | Jun 18, 2012 | -2 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 145076:151559:VA:2022-09-02 | Sep 2, 2022 | Jun 14, 2022 | NORFOLK, VA | Firm change after gap |