RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• P•••••• D••••••••
- C••••• P••••••• R••••••••• P••• C••••••••• institutional currentsince Jun 15, 2022 · Norfolk, Va
- C••••• P••••••• L•• independent RIA currentsince Jun 14, 2022 · Norfolk, Va
- P•••••••• R••••••••• I••••••••• A••••••• formerJun 18, 2012 to Sep 2, 2022 · Norfolk, Va
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 13, 2008 to Jun 20, 2012 · Norfolk, Va
- P•••••••• R••••••••• I••••••••• A••••••• to C••••• P••••••• L••left Sep 2, 2022, registered Jun 14, 2022 (-80 days) · RIA to RIA · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to P•••••••• R••••••••• I••••••••• A•••••••left Jun 20, 2012, registered Jun 18, 2012 (-2 days) · Other
- M•••••• P•••••• D•••••••• left P•••••••• R••••••••• I••••••••• A••••••• for C••••• P••••••• L•• (registered 2022-06-14)Sep 2, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address