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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

Matthew Parker

Advisor at WEDBUSH SECURITIES INC.

Pasadena, CA | Walnut Creek, CA

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Search this name across graphsid dfx:ria:8703fc04-86ba-1315-91b5-a14702ab5e7e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Oct 23, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WEDBUSH SECURITIES INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 22, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Oct 22, 2012
First registration: Oct 23, 2012
Dual registered: yes, broker-dealer
Other names: MATTHEW JOSEPH PARKER
IAPD individual key: 6010373

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WEDBUSH SECURITIES INC.	Bd affiliated wealth	Oct 15, 2025	n/a	yes	Pasadena, CA\|Walnut Creek, CA	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 19, 2023	Sep 12, 2025	no	SAN RAMON, CA\|SAN RAMON, CA\|WALNUT CREEK, CA\|DANVILLE, CA\|WALNUT CREEK, CA\|OAKLAND, CA\|DUBLIN, CA\|ORINDA, CA\|SAN RAMON, CA\|PLEASANTON, CA\|FAIRFIELD, CA	Previous registration
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	Former SEC adviser	May 23, 2019	Jul 19, 2023	no	WALNUT CREEK, CA\|CONCORD, CA\|EL CERRITO, CA\|PINOLE, CA\|OAKLAND, CA\|ANTIOCH, CA\|OAKLAND, CA\|PITTSBURG, CA\|BERKELEY, CA\|CONCORD, CA\|OAKLEY, CA\|BRENTWOOD, CA\|PLEASANTON, CA\|CONCORD, CA\|OMAHA, NE	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	May 26, 2016	Feb 21, 2019	no	CONCORD, CA\|CONCORD, CA\|MARTINEZ, CA\|PLEASANT HILL, CA\|MARTINEZ, CA\|LIVERMORE, CA	Previous registration
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Sep 30, 2013	May 12, 2016	no	MODESTO, CA\|OAKLAND, CA	Previous registration
WADDELL & REED	Former SEC adviser	Oct 23, 2012	Aug 22, 2013	no	FRESNO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	WEDBUSH SECURITIES INC.	Sep 12, 2025	Oct 15, 2025	33	Firm change	Ibd to ibd
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	LPL FINANCIAL LLC	Jul 19, 2023	Jul 19, 2023	0	Bulk transfer	Ibd to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	BANCWEST INVESTMENT SERVICES, INC. (BWIS)	Feb 21, 2019	May 23, 2019	91	Firm change	Wirehouse to ibd
VALIC FINANCIAL ADVISORS, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	May 12, 2016	May 26, 2016	14	Firm change	Other
WADDELL & REED	VALIC FINANCIAL ADVISORS, INC.	Aug 22, 2013	Sep 30, 2013	39	Firm change	Other

Relationships

Registered with (6)

→ WEDBUSH SECURITIES INC.Registered adviserregistration: current employment
Oct 15, 2025 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jul 19, 2023 to Sep 12, 2025factForm ADV
→ BANCWEST INVESTMENT SERVICES, INC. (BWIS)Registered adviserregistration: previous registration
May 23, 2019 to Jul 19, 2023factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
May 26, 2016 to Feb 21, 2019factForm ADV
→ VALIC FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Sep 30, 2013 to May 12, 2016factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Oct 23, 2012 to Aug 22, 2013factForm ADV

Dated events

Occurred
Sep 12, 2025
Advisor changed firm
Matthew Parker left Lpl Financial Llc for Wedbush Securities Inc. (registered 2025-10-15)
Form ADVobserved 6 days ago