DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Matthew Parker
Feed of 09/15/2026
Also filed as Matthew Joseph Parker
At current firm
0 y
since Oct 15, 2025
In the industry
13 y
since Oct 22, 2012 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Wedbush Securities Inc. BD affiliated currentsince Oct 15, 2025 · Pasadena, Ca
- LPL Financial LLC BD affiliatedJul 19, 2023 to Sep 12, 2025 · San Ramon, Ca
- Bancwest Investment Services, Inc. (Bwis) formerMay 23, 2019 to Jul 19, 2023 · Walnut Creek, Ca
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMay 26, 2016 to Feb 21, 2019 · Concord, Ca
- Valic Financial Advisors, Inc. BD affiliatedSep 30, 2013 to May 12, 2016 · Modesto, Ca
- Waddell & Reed formerOct 23, 2012 to Aug 22, 2013 · Fresno, Ca
Moves
a registration end followed by a registration begin elsewhere
- LPL Financial LLC to Wedbush Securities Inc.left Sep 12, 2025, registered Oct 15, 2025 (33 days) · Affiliated broker-dealer or bank to another
- Bancwest Investment Services, Inc. (Bwis) to LPL Financial LLCleft Jul 19, 2023, registered Jul 19, 2023 (0 days) · corporate re-registration, not a move
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Bancwest Investment Services, Inc. (Bwis)left Feb 21, 2019, registered May 23, 2019 (91 days) · Wirehouse to affiliated broker-dealer or bank
- Valic Financial Advisors, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft May 12, 2016, registered May 26, 2016 (14 days) · Other
- Waddell & Reed to Valic Financial Advisors, Inc.left Aug 22, 2013, registered Sep 30, 2013 (39 days) · Other
Signals
- Matthew Parker left Lpl Financial Llc for Wedbush Securities Inc. (registered 2025-10-15)Sep 12, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address