This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

FROST INVESTMENT SERVICES

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Oct 16, 1998earliest registration or exam on IAPD

Years in industry

27derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

5

Current registrations

1

Registered states

1

Exams

S63|S65

First exam

Oct 16, 1998

First registration

Jan 27, 2000

Dual registered

no

Other names

MATT THOMPSON

IAPD individual key

3114871

• Occurred

  Apr 3, 2025
  Advisor changed firm

  Matthew Andrew Thompson left Sendero Wealth Management, Llc for Frost Investment Services (registered 2025-04-29)

  Form ADVobserved 6 days ago
• Occurred

  Apr 23, 2024
  Advisor changed firm

  Matthew Andrew Thompson left Frost Investment Services for Sendero Wealth Management, Llc (registered 2024-05-02)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:87aa944e-2e16-d13a-8461-b67a86931b62

First observed

Jan 27, 2000

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.