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Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
PLYMOUTH, MN | NAPLES, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Bd affiliated wealth | Apr 13, 2022 | n/a | yes | PLYMOUTH, MN|NAPLES, FL | Current employment |
| INTEGRA CAPITAL ADVISORS | Former SEC adviser | Aug 3, 2017 | Apr 5, 2022 | no | Bonita Springs, FL|Naples, FL|BRADENTON, FL | Previous registration |
| PLATINUM WEALTH PARTNERS | Former SEC adviser | Jun 14, 2016 | Jul 31, 2017 | no | Naples, FL|TAMPA, FL | Previous registration |
| QUANTITATIVE INVESTMENT DECISIONS LLC | Former SEC adviser | May 27, 2015 | Mar 23, 2016 | no | NAPLES, FL | Previous registration |
| CAPITALROCK INVESTMENTS, LLC | n/a | Mar 15, 2013 | Aug 4, 2017 | no | NAPLES, FL | Previous registration |
| FIRST ALLIED ADVISORY SERVICES, INC. | Former SEC adviser | May 24, 2012 | Apr 4, 2013 | no | NAPLES, FL | Previous registration |
| FIRST ALLIED SECURITIES, INC. | Former SEC adviser | Oct 7, 2010 | Jul 2, 2012 | no | Bonita Springs, FL | Previous registration |
| STATE FARM INVESTMENT MANAGEMENT CORP. | Asset manager | Jun 25, 2002 | Dec 31, 2008 | no | NAPLES, FL|NAPLES, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INTEGRA CAPITAL ADVISORS | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Apr 5, 2022 | Apr 13, 2022 | 8 | Firm change | RIA to ibd |
| CAPITALROCK INVESTMENTS, LLC | QUANTITATIVE INVESTMENT DECISIONS LLC | Aug 4, 2017 | May 27, 2015 | -800 | Firm change after gap | Other |
| PLATINUM WEALTH PARTNERS | INTEGRA CAPITAL ADVISORS | Jul 31, 2017 | Aug 3, 2017 | 3 | Firm change | Other |
| QUANTITATIVE INVESTMENT DECISIONS LLC | PLATINUM WEALTH PARTNERS | Mar 23, 2016 | Jun 14, 2016 | 83 | Firm change | Other |
| FIRST ALLIED ADVISORY SERVICES, INC. | CAPITALROCK INVESTMENTS, LLC | Apr 4, 2013 | Mar 15, 2013 | -20 | Firm change | Other |
| FIRST ALLIED SECURITIES, INC. | FIRST ALLIED ADVISORY SERVICES, INC. | Jul 2, 2012 | May 24, 2012 | -39 | Bulk transfer | Other |
| STATE FARM INVESTMENT MANAGEMENT CORP. | FIRST ALLIED SECURITIES, INC. | Dec 31, 2008 | Oct 7, 2010 | 645 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 108976:116407:FL:2022-04-05 | Apr 5, 2022 | Apr 13, 2022 | BRADENTON, FL | Firm change |
| 145507:108976:FL:2017-07-31 | Jul 31, 2017 | Aug 3, 2017 | TAMPA, FL | Firm change |
| 175114:145507:FL:2016-03-23 | Mar 23, 2016 | Jun 14, 2016 | NAPLES, FL | Firm change |