DFX Intelligence
Reading the graph
Reading the graph
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Advisor at S•••••••• A••••••• L••
TYSONS CORNER, VA | ARLINGTON, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S•••••••• A••••••• L•• | National bd RIA | Mar 31, 2025 | n/a | yes | ARLINGTON, VA|TYSONS CORNER, VA | Current employment |
| F••••••• P••••••• A•• W•••••••• A••••••• | Former SEC adviser | Aug 20, 2018 | Mar 31, 2025 | no | TYSONS CORNER, VA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F••••••• P••••••• A•• W•••••••• A••••••• | S•••••••• A••••••• L•• | Mar 31, 2025 | Mar 31, 2025 | 0 | Bulk transfer | Ibd to ibd |
| V•••••• P•••••• W••••• L•• | F••••••• P••••••• A•• W•••••••• A••••••• | Jul 25, 2018 | Aug 20, 2018 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6363:288011:VA:2017-06-12 | Jun 12, 2017 | Jun 19, 2017 | VIENNA, VA | Firm change |
| V•••••• P•••••• W••••• L•• | Independent wealth | Jun 19, 2017 | Jul 25, 2018 | no | TYSONS, VA | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Feb 1, 2017 | Jun 12, 2017 | no | Vienna, VA | Previous registration |
| E•••••• F•••••••• S•••••••• L•• | Former SEC adviser | Jan 13, 2015 | Feb 6, 2017 | no | ALEXANDRIA, VA|FAIRFAX, VA | Previous registration |
| S•••••••• A••••••• L•• | National bd RIA | Nov 9, 2012 | Jan 27, 2015 | no | ALEXANDRIA, VA | Previous registration |
| U••••• B•••••••• S••••••• I•• | Bd affiliated wealth | May 25, 2010 | Jun 17, 2011 | no | ANNANDALE, VA|FALLS CHURCH, VA|ALEXANDRIA, VA|ARLINTON, VA|ARLINGTON, VA|ARLINGTON, VA|MCLEAN, VA | Previous registration |
| E••••• J•••• | National bd RIA | Jul 24, 2009 | May 27, 2010 | no | FALLS CHURCH, VA|FALLS CHURCH, VA | Previous registration |
| W•••• F•••• A••••••• | Wirehouse | Aug 28, 2001 | May 6, 2009 | no | LYNCHBURG, VA|LYNCHBURG, VA | Previous registration |
| 26 |
| Firm change |
| RIA to ibd |
| A••••••••• F•••••••• S•••••••• L•• | V•••••• P•••••• W••••• L•• | Jun 12, 2017 | Jun 19, 2017 | 7 | Firm change | Ibd to new firm |
| E•••••• F•••••••• S•••••••• L•• | A••••••••• F•••••••• S•••••••• L•• | Feb 6, 2017 | Feb 1, 2017 | -5 | Firm change | Other |
| S•••••••• A••••••• L•• | E•••••• F•••••••• S•••••••• L•• | Jan 27, 2015 | Jan 13, 2015 | -14 | Firm change | Other |
| U••••• B•••••••• S••••••• I•• | S•••••••• A••••••• L•• | Jun 17, 2011 | Nov 9, 2012 | 511 | Firm change after gap | Other |
| E••••• J•••• | U••••• B•••••••• S••••••• I•• | May 27, 2010 | May 25, 2010 | -2 | Firm change | Other |
| W•••• F•••• A••••••• | E••••• J•••• | May 6, 2009 | Jul 24, 2009 | 79 | Firm change | Wirehouse to ibd |