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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

BRANDISE DENNIS

Advisor at TD PRIVATE CLIENT WEALTH LLC

Fort Lauderdale, FL | Sarasota, FL

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Search this name across graphsid dfx:ria:8808da80-a05e-fd3b-d3ad-22990c3a0161

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 3
On other graphs: 0
Observed: Dec 22, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TD PRIVATE CLIENT WEALTH LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 19, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 5
Exams: S66
First exam: Dec 19, 2015
First registration: Dec 22, 2015
Dual registered: yes, broker-dealer
Other names: DENNIS BRANDISE|BRANDISE MARIE DENNIS|Brandise Dennis|Brandise M Dennis
IAPD individual key: 6551524

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TD PRIVATE CLIENT WEALTH LLC	Bd affiliated wealth	Jul 3, 2025	n/a	yes	Sarasota, FL\|Fort Lauderdale, FL	Current employment
MORGAN STANLEY	Wirehouse	Dec 12, 2024	Jun 11, 2025	no	Tampa, FL	Previous registration
SANTANDER SECURITIES	Bd affiliated wealth	Jul 13, 2023	Oct 28, 2024	no	Miami, FL\|Coconut Grove, FL\|Miami, FL\|Miami, FL	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Jul 7, 2021	Feb 9, 2023	no	AVENTURA, FL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jun 15, 2018	Jul 7, 2021	no	FORT LAUDERDALE, FL\|FORT LAUDERDALE, FL\|FORT LAUDERDALE, FL\|FORT LAUDERDALE, FL\|PLANTATION, FL\|OAKLAND PARK, FL	Previous registration
SCOTTRADE INVESTMENT MANAGEMENT	Former SEC adviser	Apr 14, 2017	Mar 9, 2018	no	Plantation, FL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Dec 22, 2015	Jun 14, 2016	no	DELRAY BEACH, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	TD PRIVATE CLIENT WEALTH LLC	Jun 11, 2025	Jul 3, 2025	22	Firm change	Wirehouse to ibd
SANTANDER SECURITIES	MORGAN STANLEY	Oct 28, 2024	Dec 12, 2024	45	Firm change	Ibd to wirehouse
J.P. MORGAN SECURITIES LLC	SANTANDER SECURITIES	Feb 9, 2023	Jul 13, 2023	154	Firm change	Wirehouse to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	J.P. MORGAN SECURITIES LLC	Jul 7, 2021	Jul 7, 2021	0	Firm change	Wirehouse to wirehouse
SCOTTRADE INVESTMENT MANAGEMENT	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Mar 9, 2018	Jun 15, 2018	98	Firm change	Ibd to wirehouse
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	SCOTTRADE INVESTMENT MANAGEMENT	Jun 14, 2016	Apr 14, 2017	304	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
7691:79:FL:2021-07-07	Jul 7, 2021	Jul 7, 2021	PLANTATION, FL	Firm change
169988:7691:FL:2018-03-07	Mar 9, 2018	Jun 15, 2018	PLANTATION, FL	Firm change

Relationships

Registered with (6)

→ TD PRIVATE CLIENT WEALTH LLCRegistered adviserregistration: current employment
Jul 3, 2025 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Dec 12, 2024 to Jun 11, 2025factForm ADV
→ SANTANDER SECURITIESRegistered adviserregistration: previous registration
Jul 13, 2023 to Oct 28, 2024factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Jul 7, 2021 to Feb 9, 2023factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jun 15, 2018 to Jul 7, 2021factForm ADV
→ SCOTTRADE INVESTMENT MANAGEMENTRegistered adviserregistration: previous registration
Apr 14, 2017 to Mar 9, 2018factForm ADV

Dated events

Occurred
Jun 11, 2025
Advisor changed firm
Brandise Dennis left Morgan Stanley for Td Private Client Wealth Llc (registered 2025-07-03)
Form ADVobserved 5 days ago
Occurred
Oct 28, 2024
Advisor changed firm
Brandise Dennis left Santander Securities for Morgan Stanley (registered 2024-12-12)
Form ADVobserved 5 days ago
Occurred
Feb 9, 2023
Advisor changed firm
Brandise Dennis left J.P. Morgan Securities Llc for Santander Securities (registered 2023-07-13)
Form ADVobserved 5 days ago