DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B••••••• D•••••

T• P•••••• C••••• W••••• L••BD affiliatedFort Lauderdale, Fl dual registrantIAPD 6551524

Feed of 09/15/2026

Also filed as D••••• B•••••••

At current firm

1 y

since Jul 3, 2025

In the industry

10 y

since Dec 19, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T• P•••••• C••••• W••••• L•• BD affiliated current
since Jul 3, 2025 · Sarasota, Fl
M••••• S•••••• wirehouse
Dec 12, 2024 to Jun 11, 2025 · Tampa, Fl
S•••••••• S••••••••• BD affiliated
Jul 13, 2023 to Oct 28, 2024 · Miami, Fl
J••• M••••• S••••••••• L•• wirehouse
Jul 7, 2021 to Feb 9, 2023 · Aventura, Fl
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jun 15, 2018 to Jul 7, 2021 · Fort Lauderdale, Fl
S•••••••• I••••••••• M••••••••• former
Apr 14, 2017 to Mar 9, 2018 · Plantation, Fl
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Dec 22, 2015 to Jun 14, 2016 · Delray Beach, Fl

Moves

a registration end followed by a registration begin elsewhere

M••••• S•••••• to T• P•••••• C••••• W••••• L••
left Jun 11, 2025, registered Jul 3, 2025 (22 days) · Wirehouse to affiliated broker-dealer or bank
S•••••••• S••••••••• to M••••• S••••••
left Oct 28, 2024, registered Dec 12, 2024 (45 days) · Affiliated broker-dealer or bank to wirehouse
J••• M••••• S••••••••• L•• to S•••••••• S•••••••••
left Feb 9, 2023, registered Jul 13, 2023 (154 days) · Wirehouse to affiliated broker-dealer or bank
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••
left Jul 7, 2021, registered Jul 7, 2021 (0 days) · Wirehouse to wirehouse · moved with a team
S•••••••• I••••••••• M••••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Mar 9, 2018, registered Jun 15, 2018 (98 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S•••••••• I••••••••• M•••••••••
left Jun 14, 2016, registered Apr 14, 2017 (304 days) · Other

Signals

B••••••• D••••• left M••••• S•••••• for T• P•••••• C••••• W••••• L•• (registered 2025-07-03)
Jun 11, 2025 · Advisor changed firm · fact
B••••••• D••••• left S•••••••• S••••••••• for M••••• S•••••• (registered 2024-12-12)
Oct 28, 2024 · Advisor changed firm · fact
B••••••• D••••• left J••• M••••• S••••••••• L•• for S•••••••• S••••••••• (registered 2023-07-13)
Feb 9, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address