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RIA / WealthAdvisorCertified Financial Planner23 years in industry

TRACEY J BREAUX

Advisor at CREATIVE PLANNING

OVERLAND PARK, KS | Lafayette, LA

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Search this name across graphsid dfx:ria:8833c3b8-9009-a3df-86b0-6e6ced8cd313

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 3
On other graphs: 0
Observed: Feb 21, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CREATIVE PLANNING
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 28, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Oct 28, 2002
First registration: Feb 21, 2003
Dual registered: no
Other names: TRACEY BREAUX|TRACEY BREAUX|TRACEY JAMES BREAUX
IAPD individual key: 4566591

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CREATIVE PLANNING	Independent wealth	Aug 20, 2026	n/a	yes	Lafayette, LA\|OVERLAND PARK, KS	Current employment
ERNST & YOUNG INVESTMENT ADVISERS LLP	No RAUM reported	Sep 22, 2022	Aug 10, 2026	no	Lafayette, LA\|New Orleans, LA\|Tampa, FL\|LaFayette, LA	Previous registration
Fruitful	Independent wealth	Sep 16, 2022	Sep 20, 2022	no	NEW YORK, NY	Previous registration
ORIGIN INVESTMENT ADVISORY LLC	Independent wealth	Jun 24, 2021	Mar 24, 2022	no	EUNICE, LA\|SARASOTA, FL	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	May 2, 2014	Apr 12, 2019	no	New York City, NY	Previous registration
USAA FINANCIAL PLANNING SERVICES	Former SEC adviser	Sep 2, 2011	Oct 10, 2012	no	NEW YORK, NY	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Sep 24, 2009	Feb 1, 2011	no	NEW YORK, NY	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Apr 7, 2004	Apr 6, 2009	no	CHICAGO, IL\|CHICAGO, IL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Feb 21, 2003	Mar 15, 2004	no	JACKSONVILLE, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ERNST & YOUNG INVESTMENT ADVISERS LLP	CREATIVE PLANNING	Aug 10, 2026	Aug 20, 2026	10	Firm change	Other
Fruitful	ERNST & YOUNG INVESTMENT ADVISERS LLP	Sep 20, 2022	Sep 22, 2022	2	Firm change	Other
ORIGIN INVESTMENT ADVISORY LLC	Fruitful	Mar 24, 2022	Sep 16, 2022	176	Firm change	Other
CHARLES SCHWAB & CO., INC.	ORIGIN INVESTMENT ADVISORY LLC	Apr 12, 2019	Jun 24, 2021	804	Firm change after gap	Ibd to new firm
USAA FINANCIAL PLANNING SERVICES	CHARLES SCHWAB & CO., INC.	Oct 10, 2012	May 2, 2014	569	Firm change after gap	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	USAA FINANCIAL PLANNING SERVICES	Feb 1, 2011	Sep 2, 2011	213	Firm change	Wirehouse to new firm

Relationships

Registered with (7)

→ CREATIVE PLANNINGRegistered adviserregistration: current employment
Aug 20, 2026 to presentfactForm ADV
→ ERNST & YOUNG INVESTMENT ADVISERS LLPRegistered adviserregistration: previous registration
Sep 22, 2022 to Aug 10, 2026factForm ADV
→ FRUITFULRegistered adviserregistration: previous registration
Sep 16, 2022 to Sep 20, 2022factForm ADV
→ ORIGIN INVESTMENT ADVISORY LLCRegistered adviserregistration: previous registration
Jun 24, 2021 to Mar 24, 2022factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
May 2, 2014 to Apr 12, 2019factForm ADV
→ USAA FINANCIAL PLANNING SERVICESRegistered adviserregistration: previous registration
Sep 2, 2011 to Oct 10, 2012factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Sep 24, 2009 to Feb 1, 2011factForm ADV

Dated events

Occurred
Aug 10, 2026
Advisor changed firm
Tracey J Breaux left Ernst & Young Investment Advisers Llp for Creative Planning (registered 2026-08-20)
Form ADVobserved 5 days ago
Occurred
Sep 20, 2022
Advisor changed firm
Tracey J Breaux left Fruitful for Ernst & Young Investment Advisers Llp (registered 2022-09-22)
Form ADVobserved 5 days ago
Occurred
Mar 24, 2022
Advisor changed firm
Tracey J Breaux left Origin Investment Advisory Llc for Fruitful (registered 2022-09-16)
Form ADVobserved 5 days ago