DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Colarion
Legal name Colarion LLC
Latest filing Mar 20, 2026
First filing on the tape Dec 17, 2023 · 13 filings
SEC status approved since Jan 31, 2024
RAUM
$188M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
85%
$159M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$62.8M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$188M as of Mar 20, 2026
Jan 26, 2024$126M then
HNW client RAUM$149M as of Mar 20, 2026
Jan 26, 2024$95.2M then
State-registered IARs (5.B.3)3 as of Mar 20, 2026
Jan 26, 20244 then
Employees (5.A)3 as of Mar 20, 2026
Jan 26, 20244 then
Private funds1 as of Mar 20, 2026
Jan 26, 20241 then
RAUM +12% over the last fiscal yearIARs 3 to 3
Practice profile
derived from the filing of Mar 20, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- $62.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 32derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.8MderivedHNW RAUM over HNW clients
- Average account
- $1.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 8.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -25%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for pooled vehicles, pension consulting, publications, educational seminarsreportedItem 5.G
- Custody
- $8.2M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$149M79%
- Charitable organizations$15.7M8.3%
- Individuals$10.5M5.5%
- Pooled investment vehicles$8.2M4.4%
- Corporations and businesses$5.0M2.7%
- Individual clients
- 41reported
- HNW clients
- 54reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 148reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- $8.2M for 1 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.85 fund_share=0.04 institutional_share=0.08 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Samuel Drayton Haskell | Mountain Brook, Al | Nov 20, 2017 | 25 y | 4 |
| David JacksonCertified Financial Planner | Greenville, Sc | Jan 31, 2024 | 13 y | 1 |
| Jon E GauthierCertified Financial Planner | Mountain Brook, Al | Jan 31, 2024 | 18 y | 5 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 33% of current headcount1 left over 36 months
Left, latest
- Peter C Bisulca to Selected Objectives LLCNov 3, 2025 · RIA to a state-registered adviser
Joined, latest
- David Jackson from Jhh Wealth, LLCJan 31, 2024 · RIA to RIA
- Peter C Bisulca from Jhh Wealth, LLCJan 31, 2024 · RIA to RIA
- Jon E Gauthier from Jhh Wealth, LLCJan 31, 2024 · RIA to RIA
- Samuel Drayton Haskell from Jhh Wealth, LLCNov 20, 2017 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from Jhh Wealth, LLCDec 31, 2023 · Greenville, Sc · Firm absorbed
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Mint Financial Sector Fund, LP | Private Equity Fund | $3.9M | 10 | May 2, 2017 |
Owners and control persons
Schedule A and B, latest filing
- Drayton Samuel Haskell · Managing Member/Ccocontrolsince 04/2017 · owns 75% or more
Related persons
Schedule D 7.A
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Mountain Brook, Al · principal | 3 | 0 | 0 | ||
| Greenville, Sc | 2 | 0 | 0 | ||
| Port St Lucie, Fl | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Greenville, NC1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- clients down average size upCombination · filing Mar 20, 2026private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $167,904,162 to $188,349,442, advisors 3 to 3, private clients 126 to 95, offices 1 to 1 (2025-04-02 to 2026-03-20)peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 164 to 148Nov 13, 2025 to Mar 20, 2026
- Corporate clients · 6.0 to unsetNov 13, 2025 to Mar 20, 2026
- HNW clients · 52 to 54Nov 13, 2025 to Mar 20, 2026
- Individual clients · 74 to 41Nov 13, 2025 to Mar 20, 2026
- Assets in custody · $5.1M to $8.2MNov 13, 2025 to Mar 20, 2026
- Financial planning clients · 1-10 to 11-25Nov 13, 2025 to Mar 20, 2026
- HQ city · BIRMINGHAM to MOUNTAIN BROOKNov 13, 2025 to Mar 20, 2026
- Discretionary RAUM · $159M to $186MNov 13, 2025 to Mar 20, 2026
- HNW RAUM · $135M to $149MNov 13, 2025 to Mar 20, 2026
- Individual RAUM · $12.5M to $10.5MNov 13, 2025 to Mar 20, 2026
- Non-discretionary RAUM · $9.0M to $2.7MNov 13, 2025 to Mar 20, 2026
- Pension RAUM · 738920.0 to unsetNov 13, 2025 to Mar 20, 2026
- Pooled vehicle RAUM · $5.3M to $8.2MNov 13, 2025 to Mar 20, 2026
- RAUM · $168M to $188MNov 13, 2025 to Mar 20, 2026
- Financial planning clients · 1-10 to 1-10May 2, 2025 to Jun 18, 2025
- Accounts · 173 to 164Feb 6, 2025 to Apr 2, 2025
- Advisory employees · 4 to 3Feb 6, 2025 to Apr 2, 2025
- BD registered reps · 3 to 0Feb 6, 2025 to Apr 2, 2025
- Corporate clients · 8 to 6Feb 6, 2025 to Apr 2, 2025
- HNW clients · 73 to 52Feb 6, 2025 to Apr 2, 2025
- Assets in custody · $3.9M to $5.1MFeb 6, 2025 to Apr 2, 2025
- Employees · 4 to 3Feb 6, 2025 to Apr 2, 2025
- State-registered IARs · 4 to 3Feb 6, 2025 to Apr 2, 2025
- Discretionary RAUM · $120M to $159MFeb 6, 2025 to Apr 2, 2025
- HNW RAUM · $95.2M to $135MFeb 6, 2025 to Apr 2, 2025
- Individual RAUM · $17.0M to $12.5MFeb 6, 2025 to Apr 2, 2025
- Non-discretionary RAUM · $6.0M to $9.0MFeb 6, 2025 to Apr 2, 2025
- Pension RAUM · $684,337 to $738,920Feb 6, 2025 to Apr 2, 2025
- Pooled vehicle RAUM · $3.9M to $5.3MFeb 6, 2025 to Apr 2, 2025
- RAUM · $126M to $168MFeb 6, 2025 to Apr 2, 2025
- Related broker-dealer · true to falseFeb 6, 2025 to Apr 2, 2025
- Assets in custody · unset to 3880459.0May 16, 2024 to Aug 21, 2024
- Custody of client assets · false to trueMay 16, 2024 to Aug 21, 2024
- Other offices · 0 to 1Jan 26, 2024 to May 14, 2024
- Related broker-dealer · false to trueJan 26, 2024 to May 14, 2024
- Accounts · 136 to 173Jan 8, 2024 to Jan 26, 2024
- Business name · COLARION PARTNERS to COLARIONJan 8, 2024 to Jan 26, 2024
- Corporate clients · unset to 8.0Jan 8, 2024 to Jan 26, 2024
- HNW clients · 130 to 73Jan 8, 2024 to Jan 26, 2024
- Individual clients · unset to 74.0Jan 8, 2024 to Jan 26, 2024
Signals
3 dated events
- Peter C Bisulca left Colarion for Selected Objectives Llc (registered 2026-02-26)Nov 3, 2025 · Advisor changed firm · fact
- Jhh Wealth, LLC's advisors moved to Colarion (Greenville, SC): 3 of 4 registered, on the same dayDec 31, 2023 · Firm absorbed (people side) · derived
- Colarion Partners filed its initial SEC registration (Form ADV)Dec 17, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Colarion · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/jhhwealthreportedpublic record, Form ADV, Sep 18, 2026
- Website
- colarionpartners.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 205 410 9443reportedpublic record, Form ADV, Mar 20, 2026
- Contact form
- colarionpartners.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $62.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026