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RIA / WealthAdvisorCertified Financial Planner18 years in industry

JON E GAUTHIER

Advisor at COLARION

MOUNTAIN BROOK, AL | Greenville, SC

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Search this name across graphsid dfx:ria:a387394e-c565-45c1-492c-9c557ff8caab

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Nov 9, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: COLARION
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 8, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Nov 8, 2007
First registration: Nov 9, 2007
Dual registered: no
IAPD individual key: 5397385

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Colarion	Independent wealth	Jan 31, 2024	n/a	yes	Greenville, SC\|MOUNTAIN BROOK, AL	Current employment
JHH WEALTH, LLC	Former SEC adviser	Sep 6, 2019	Dec 31, 2023	no	GREENVILLE, SC	Previous registration
HAYDEN ROYAL	Former SEC adviser	Jun 19, 2017	Sep 4, 2019	no	CHARLOTTE, NC	Previous registration
VISIONQUEST WEALTH MANAGEMENT, LLC	Former SEC adviser	Dec 12, 2016	May 9, 2017	no	RALEIGH, NC	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	May 16, 2011	Dec 12, 2016	no	CHARLOTTE, NC	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Nov 9, 2007	May 23, 2011	no	CHARLOTTE, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
JHH WEALTH, LLC	Colarion	Dec 31, 2023	Jan 31, 2024	31	Firm change	RIA to RIA
HAYDEN ROYAL	JHH WEALTH, LLC	Sep 4, 2019	Sep 6, 2019	2	Firm change	RIA to RIA
VISIONQUEST WEALTH MANAGEMENT, LLC	HAYDEN ROYAL	May 9, 2017	Jun 19, 2017	41	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	VISIONQUEST WEALTH MANAGEMENT, LLC	Dec 12, 2016	Dec 12, 2016	0	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	AMERIPRISE FINANCIAL SERVICES, LLC	May 23, 2011	May 16, 2011	-7	Firm change	Wirehouse to ibd

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
153924:284588:SC:2023-12-31	Dec 31, 2023	Jan 31, 2024	GREENVILLE, SC	Firm change

Relationships

Registered with (6)

→ COLARIONRegistered adviserregistration: current employment
Jan 31, 2024 to presentfactForm ADV
→ JHH WEALTH, LLCRegistered adviserregistration: previous registration
Sep 6, 2019 to Dec 31, 2023factForm ADV
→ HAYDEN ROYALRegistered adviserregistration: previous registration
Jun 19, 2017 to Sep 4, 2019factForm ADV
→ VISIONQUEST WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Dec 12, 2016 to May 9, 2017factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
May 16, 2011 to Dec 12, 2016factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Nov 9, 2007 to May 23, 2011factForm ADV

Dated events

Occurred
Dec 31, 2023
Advisor changed firm
Jon E Gauthier left Jhh Wealth, Llc for Colarion (registered 2024-01-31)
Form ADVobserved 6 days ago