DFX Intelligence

C•••••••• A• V•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor19 years in industry

C•••••••• A• V•••••••

Advisor at W••••••••• T•••• A•••••••

NEW HAVEN, CT | WELLESLEY, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jun 14, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••••• T•••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 15, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••••• T•••• A•••••••	Independent wealth	Jan 7, 2022	n/a	yes	WELLESLEY, MA\|NEW HAVEN, CT	Current employment
E•••••••• A•••••••• L••	National bd RIA	Aug 20, 2018	Mar 15, 2021	no	SHELTON, CT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••••• A•••••••• L••	W••••••••• T•••• A•••••••	Mar 15, 2021	Jan 7, 2022	298	Firm change	Ibd to RIA
P••• A••••• S••••••••• L••	E•••••••• A•••••••• L••	Aug 7, 2018	Aug 20, 2018

Relationships

Registered with (7)

→ W••••••••• T•••• A•••••••Registered adviserregistration: current employment
Jan 7, 2022 to presentfactForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Aug 20, 2018 to Mar 15, 2021factForm ADV
→ P••• A••••• S••••••••• L••Registered adviserregistration: previous registration
Jan 12, 2018 to Aug 7, 2018factForm ADV
→ N••• F•••••••• S•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 14, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.