DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Constance A Velander
Feed of 09/14/2026
Also filed as Constance Ann King
At current firm
4 y
since Jan 7, 2022
In the industry
19 y
since May 15, 2007 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Washington Trust Advisors independent RIA currentsince Jan 7, 2022 · Wellesley, Ma
- Equitable Advisors, LLC national BDAug 20, 2018 to Mar 15, 2021 · Shelton, Ct
- Park Avenue Securities LLC BD affiliatedJan 12, 2018 to Aug 7, 2018 · Hamden, Ct
- Nova Financial Services independent RIAJun 9, 2011 to Jun 30, 2014 · Tucson, Az
- Chase Investment Services Corp. formerMay 3, 2010 to Jan 25, 2011 · Tucson, Az
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSep 10, 2008 to Mar 30, 2010 · Tucson, Az
- Citigroup Global Markets Inc. BD affiliatedJun 14, 2007 to Aug 28, 2008 · Guilford, Ct
Moves
a registration end followed by a registration begin elsewhere
- Equitable Advisors, LLC to Washington Trust Advisorsleft Mar 15, 2021, registered Jan 7, 2022 (298 days) · Affiliated broker-dealer or bank to independent RIA
- Park Avenue Securities LLC to Equitable Advisors, LLCleft Aug 7, 2018, registered Aug 20, 2018 (13 days) · Affiliated broker-dealer or bank to another
- Nova Financial Services to Park Avenue Securities LLCleft Jun 30, 2014, registered Jan 12, 2018 (1292 days) · Other
- Chase Investment Services Corp. to Nova Financial Servicesleft Jan 25, 2011, registered Jun 9, 2011 (135 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Chase Investment Services Corp.left Mar 30, 2010, registered May 3, 2010 (34 days) · Other
- Citigroup Global Markets Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Aug 28, 2008, registered Sep 10, 2008 (13 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address