DFX Intelligence
Reading the graph
Reading the graph
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Advisor at T•• I••••••••
Fort Lauderdale, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| T•• I•••••••• | Independent wealth | Jul 9, 2026 | n/a | yes | Fort Lauderdale, FL | Current employment |
| C•••••••• I••••••••• R••••••• A•••••••• I••• | Bd affiliated wealth | Feb 1, 2024 | Mar 23, 2026 | no | Chicago, IL|Fort Lauderdale, FL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C•••••••• I••••••••• R••••••• A•••••••• I••• | T•• I•••••••• | Mar 23, 2026 | Jul 9, 2026 | 108 | Firm change | Ibd to RIA |
| A••••••••• F•••••••• S•••••••• L•• | C•••••••• I••••••••• R••••••• A•••••••• I••• | Dec 4, 2023 | Feb 1, 2024 |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Oct 13, 2023 | Dec 4, 2023 | no | Cranston, RI | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Jul 25, 2023 | Sep 20, 2023 | no | Boca Raton, FL | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Nov 4, 2021 | Jul 6, 2023 | no | Bonita Springs, FL|For Lauderdale, FL|SHREVEPORT, LA | Previous registration |
| E••••• W•••••• L•• | Independent wealth | Jun 16, 2021 | Dec 7, 2021 | no | Laguna Nigel, CA | Previous registration |
| 59 |
| Firm change |
| Ibd to ibd |
| E••••• W•••••• L•• | A••••••••• F•••••••• S•••••••• L•• | Dec 7, 2021 | Nov 4, 2021 | -33 | Firm change after gap | RIA to ibd |