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L••••• K•••••• H•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor21 years in industry

L••••• K•••••• H•••••••••

Advisor at S••••••••• W•••••

Huntsville, AL | SUMMIT, NJ

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Search this name across graphsid dfx:ria:89378823-7224-76d5-d254-65ec26f2ace6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 4
On other graphs: 0
Observed: Jan 31, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• W•••••
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• W•••••	Mixed wealth	Feb 12, 2026	n/a	yes	SUMMIT, NJ\|Huntsville, AL	Current employment
G••••••• A•••••••• L••	Independent wealth	Dec 12, 2022	Jan 15, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
G••••••• A•••••••• L••	S••••••••• W•••••	Jan 15, 2026	Feb 12, 2026	28	Firm change	RIA to RIA
I• F•••••••• A••••••• S••••••• L••	G••••••• A•••••••• L••	Dec 13, 2022

Relationships

Registered with (5)

→ S••••••••• W•••••Registered adviserregistration: current employment
Feb 12, 2026 to presentfactForm ADV
→ G••••••• A•••••••• L••Registered adviserregistration: previous registration
Dec 12, 2022 to Jan 15, 2026factForm ADV
→ I• F•••••••• A••••••• S••••••• L••Registered adviserregistration: previous registration
Jun 28, 2022 to Dec 13, 2022factForm ADV
→ B•••••• I••••••••• A•••••••

Dated events

Occurred
Jan 15, 2026
Advisor changed firm
L••••• K•••••• H••••••••• left G••••••• A•••••••• L•• for S••••••••• W••••• (registered 2026-02-12)
Form ADVobserved 7 days ago
Occurred
Dec 13, 2022
Advisor changed firm
L••••• K•••••• H••••••••• left I• F•••••••• A••••••• S••••••• L•• for G••••••• A•••••••• L•• (registered 2022-12-12)
Form ADVobserved 7 days ago
Occurred
Dec 8, 2022
Advisor changed firm
L••••• K•••••• H••••••••• left B•••••• I••••••••• A••••••• for B••••••••• C•••••• M••••••••• L•• (registered 2022-02-24)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:89378823-7224-76d5-d254-65ec26f2ace6
First observed: Jan 31, 2022
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.