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Advisor at S•••••••• A••••••• L••
SUGAR HILL, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S•••••••• A••••••• L•• | National bd RIA | Mar 31, 2025 | n/a | yes | SUGAR HILL, GA | Current employment |
| F••••••• P••••••• A•• W•••••••• A••••••• | Former SEC adviser | Apr 16, 2024 | Mar 31, 2025 | no | SUGAR HILL, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F••••••• P••••••• A•• W•••••••• A••••••• | S•••••••• A••••••• L•• | Mar 31, 2025 | Mar 31, 2025 | 0 | Bulk transfer | Ibd to ibd |
| A••••••• W••••• A••••••• | F••••••• P••••••• A•• W•••••••• A••••••• | Apr 29, 2022 | Apr 16, 2024 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:150419:GA:2017-04-03 | Apr 3, 2017 | Apr 5, 2017 | ALPHARETTA, GA | Firm change |
| A••••••• W••••• A••••••• | Bd affiliated wealth | Jan 12, 2022 | Apr 29, 2022 | no | ATLANTA, GA | Previous registration |
| A•• W••••• I••• | Former SEC adviser | Apr 5, 2017 | Nov 30, 2021 | no | ATLANTA, GA | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Oct 23, 2009 | Apr 3, 2017 | no | ALPHARETTA, GA|BUFORD, GA|ALPHARETTA, GA | Previous registration |
| B••• O• A•••••• I••••••••• S•••••••• I••• | n/a | Jul 22, 2008 | Oct 23, 2009 | no | CUMMING, GA|ALPHARETTA, GA|BUFORD, GA | Previous registration |
| S••••••• I••••••••• S•••••••• I••• | Former SEC adviser | Apr 20, 2006 | Jul 2, 2008 | no | ATLANTA, GA|TUCKER, GA|TUCKER, GA|STONE MOUNTAIN, GA|STONE MOUNTAIN, GA|LILBURN, GA|SNELLVILLE, GA|NORCROSS, GA|GAINESVILLE, GA|GAINSEVILLE, GA|GAINESVILLE, GA|GAINESVILLE, GA|BLUE RIDGE, GA|ATLANTA, GA | Previous registration |
| C•••••••• G••••• M•••••• I••• | Bd affiliated wealth | Dec 10, 2004 | Apr 1, 2006 | no | ATLANTA, GA|ATLANTA, GA | Previous registration |
| 718 |
| Firm change after gap |
| Ibd to ibd |
| A•• W••••• I••• | A••••••• W••••• A••••••• | Nov 30, 2021 | Jan 12, 2022 | 43 | Firm change | RIA to ibd |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | A•• W••••• I••• | Apr 3, 2017 | Apr 5, 2017 | 2 | Firm change | Other |
| B••• O• A•••••• I••••••••• S•••••••• I••• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Oct 23, 2009 | Oct 23, 2009 | 0 | Bulk transfer | Other |
| S••••••• I••••••••• S•••••••• I••• | B••• O• A•••••• I••••••••• S•••••••• I••• | Jul 2, 2008 | Jul 22, 2008 | 20 | Firm change | Other |
| C•••••••• G••••• M•••••• I••• | S••••••• I••••••••• S•••••••• I••• | Apr 1, 2006 | Apr 20, 2006 | 19 | Firm change | Other |