DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R•••••• M•••••• R•••••••

S•••••••• A••••••• L••national BDSugar Hill, Gadual registrantIAPD 4714798

Feed of 09/14/2026

Also filed as Rich M•••••• R•••••••

At current firm

1 y

since Mar 31, 2025

In the industry

21 y

since Dec 9, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••••••• A••••••• L•• national BD current
since Mar 31, 2025 · Sugar Hill, Ga
F••••••• P••••••• A•• W•••••••• A••••••• former
Apr 16, 2024 to Mar 31, 2025 · Sugar Hill, Ga
A••••••• W••••• A••••••• BD affiliated
Jan 12, 2022 to Apr 29, 2022 · Atlanta, Ga
A•• W••••• I••• former
Apr 5, 2017 to Nov 30, 2021 · Atlanta, Ga
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Oct 23, 2009 to Apr 3, 2017 · Alpharetta, Ga
B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
Jul 22, 2008 to Oct 23, 2009 · Cumming, Ga
S••••••• I••••••••• S•••••••• I••• former
Apr 20, 2006 to Jul 2, 2008 · Atlanta, Ga
C•••••••• G••••• M•••••• I••• BD affiliated
Dec 10, 2004 to Apr 1, 2006 · Atlanta, Ga

Moves

a registration end followed by a registration begin elsewhere

F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••
left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
A••••••• W••••• A••••••• to F••••••• P••••••• A•• W•••••••• A•••••••
left Apr 29, 2022, registered Apr 16, 2024 (718 days) · Affiliated broker-dealer or bank to another
A•• W••••• I••• to A••••••• W••••• A•••••••
left Nov 30, 2021, registered Jan 12, 2022 (43 days) · RIA to affiliated broker-dealer or bank
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A•• W••••• I•••
left Apr 3, 2017, registered Apr 5, 2017 (2 days) · Other · moved with a team
B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
S••••••• I••••••••• S•••••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••
left Jul 2, 2008, registered Jul 22, 2008 (20 days) · Other
C•••••••• G••••• M•••••• I••• to S••••••• I••••••••• S•••••••• I•••
left Apr 1, 2006, registered Apr 20, 2006 (19 days) · Other

Signals

R•••••• M•••••• R••••••• left A••••••• W••••• A••••••• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2024-04-16)
Apr 29, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address