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RIA / WealthAdvisor42 years in industry

MARK TIMOTHY YOUNGS

Advisor at ETHOS FINANCIAL GROUP, LLC

ANNAPOLIS, MD

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Search this name across graphsid dfx:ria:8973621a-6248-7ceb-b3e2-a3182c8e0c0e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: May 28, 1993 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ETHOS FINANCIAL GROUP, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 8, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Aug 8, 1984
First registration: May 28, 1993
Dual registered: no
IAPD individual key: 1270135

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ETHOS FINANCIAL GROUP, LLC	Independent wealth	Jul 5, 2026	n/a	yes	ANNAPOLIS, MD	Current employment
ALDEN INVESTMENT GROUP	Independent wealth	Jun 24, 2024	Jul 3, 2026	no	Annapolis, MD\|WAYNE, PA	Previous registration
REALTA INVESTMENT ADVISORS, INC	Bd affiliated wealth	Sep 1, 2011	Jun 24, 2024	no	WILMINGTON, DE\|ANNAPOLIS, MD	Previous registration
RBC CAPITAL MARKETS, LLC	National bd RIA	Jan 20, 2009	Aug 11, 2011	no	ANNAPOLIS, MD\|Hunt Valley, MD	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	May 28, 1993	Jan 22, 2009	no	ANNAPOLIS, MD\|ANNAPOLIS, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ALDEN INVESTMENT GROUP	ETHOS FINANCIAL GROUP, LLC	Jul 3, 2026	Jul 5, 2026	2	Firm change	RIA to RIA
REALTA INVESTMENT ADVISORS, INC	ALDEN INVESTMENT GROUP	Jun 24, 2024	Jun 24, 2024	0	Firm change	Ibd to RIA
RBC CAPITAL MARKETS, LLC	REALTA INVESTMENT ADVISORS, INC	Aug 11, 2011	Sep 1, 2011	21	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	RBC CAPITAL MARKETS, LLC	Jan 22, 2009	Jan 20, 2009	-2	Firm change	Wirehouse to ibd

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
317077:321748:PA:2026-07-03	Jul 3, 2026	Jul 5, 2026	WAYNE, PA	Firm change

Relationships

Registered with (5)

→ ETHOS FINANCIAL GROUP, LLCRegistered adviserregistration: current employment
Jul 5, 2026 to presentfactForm ADV
→ ALDEN INVESTMENT GROUPRegistered adviserregistration: previous registration
Jun 24, 2024 to Jul 3, 2026factForm ADV
→ REALTA INVESTMENT ADVISORS, INCRegistered adviserregistration: previous registration
Sep 1, 2011 to Jun 24, 2024factForm ADV
→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: previous registration
Jan 20, 2009 to Aug 11, 2011factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
May 28, 1993 to Jan 22, 2009factForm ADV

Dated events

Occurred
Jul 3, 2026
Advisor changed firm
Mark Timothy Youngs left Alden Investment Group for Ethos Financial Group, Llc (registered 2026-07-05)
Form ADVobserved 6 days ago
Occurred
Jun 24, 2024
Advisor changed firm
Mark Timothy Youngs left Realta Investment Advisors, Inc for Alden Investment Group (registered 2024-06-24)
Form ADVobserved 6 days ago