DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
P•••••• R••••••••• C••••• M••••••••• L••
Latest filing Aug 27, 2026
First filing on the tape Jun 9, 2014 · 41 filings
SEC status approved since Jun 26, 2014
RAUM
$28B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
110
30 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
12
reported on Schedule D
History
41 filings and snapshots on the tape
RAUM$28B as of Aug 27, 2026
Mar 25, 2015$839M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 27, 2026
Mar 25, 20150 then
Employees (5.A)110 as of Aug 27, 2026
Mar 25, 201546 then
Private funds12 as of Aug 27, 2026
Mar 25, 20151 then
RAUM +21% over the last fiscal year+28% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $783MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +25%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- $28B, 36 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$17B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 36reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $28B for 36 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.6 institutional_share=0.0 related_bd=true related_bank=true bd_reps=20.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
12 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| P•••••• R••••••••• C••••• F••• I•• L• | Hedge Fund | $8.3B | 840 | Feb 25, 2021 |
| R••• A••••••••• L• | Hedge Fund | $1.4B | 9 | Aug 16, 2023 |
| R••••••••• I••••••••• T•••• I•no longer reported | Other Private Fund | $1.1B | 1 | Mar 31, 2022 |
| R••••••••• I••••••••• T•••• I•no longer reported | Other Private Fund | $518M | 1 | Mar 31, 2022 |
| R••••••••• I••••••••• T•••• I••no longer reported | Other Private Fund | $306M | 1 | Mar 31, 2022 |
| P•••••• M••••••• C••••• P••••••• I• L••• | Hedge Fund | $186M | 29 | Jun 9, 2014 |
| P•••••• R••••••••• O••••••••• F••• I• L• | Private Equity Fund | $167M | 4 | Mar 31, 2022 |
| R••••••••• I••••••••• T•••• I•no longer reported | Other Private Fund | $103M | 1 | Mar 31, 2022 |
| P•••••• R••••••••• O••••••••• A•••• S•••••••• L• | Private Equity Fund | $101M | 2 | Mar 29, 2024 |
| R••••••••• I••••••••• T•••• V•no longer reported | Other Private Fund | $72.5M | 1 | Mar 31, 2022 |
| P•••••• R••••••••• A•••• A••••••••• I•• L• | Private Equity Fund | $48.8M | 2 | Mar 29, 2024 |
| P•••••• R••••••••• A•••• A••••••••• L• | Private Equity Fund | $20.1M | 3 | Mar 29, 2024 |
Owners and control persons
Schedule A and B, latest filing
- A••••••••• L••• M•••••• · Chief Operating Officercontrolsince 01/2014 · owns less than 5%
- B•••••• J•••••••• E••••• · Co-Head Of R••••••••• Creditcontrolsince 03/2020 · owns less than 5%
- M••••••• J••••••• G•••••• · Chief L•••• And Business Affairs Officercontrolsince 06/2017 · owns less than 5%
- M•••••• D•••••• R••••• · Chief Executive Officercontrolsince 01/2014 · owns less than 5%
- N••••••• M••••••• D•••• · Co-Head Of R••••••••• Creditcontrolsince 03/2020 · owns less than 5%
- P•••••• J•••••••• M••• · Co-Presidentcontrolsince 10/2024 · owns less than 5%
- S•••••• S••••••• M••• · Co-Presidentcontrolsince 10/2024 · owns less than 5%
- W••••••• C••••••••• M•••••• · Chief Financial Officercontrolsince 04/2021 · owns less than 5%
- Z•••••• C•••••• L••• · Chief Compliance Officercontrolsince 01/2022 · owns less than 5%
- M•••••• D•••••• R••••• · Sole M•••••controlsince 06/2005 · owns 75% or more of M•••• L••
- M•••••• D•••••• R••••• · Managing M•••••controlsince 12/2016 · owns 75% or more of P•••••• H••••••• G•• L••
Entity owners
- P••• H•••••••• L•• · Managing M•••••direct · owns 75% or more
- M•••• L•• · Managing M•••••indirect · owns 75% or more of P•••••• P••••• L••
- P•••••• C••••••••• H•••••••• L•• · Sole M•••••indirect · owns 75% or more of P•••••• P••••••• P•••••• L••
- P•••••• H••••••• G•• L•• · General Partnerindirect · owns F of P•••••• H•••••••• L•
- P•••••• H••••••• G•• L•• · General Partnerindirect · owns F of P•••••• P•• H•••••• L•
- P•••••• H•••••••• L• · Sole M•••••indirect · owns 75% or more of P•••••• P•• H•••••• L•
- P•••••• P••••• L•• · Partnerindirect · owns 50% to 75% of P•••••• H•••••••• L•
- P•••••• P••••••• P•••••• L•• · Sole M•••••indirect · owns 75% or more of P•••••• P•••••••• L••
- P•••••• P•••••••• L•• · Sole M•••••indirect · owns 75% or more of P••• H•••••••• L••
- P•••••• P•• H•••••• L• · Sole M•••••indirect · owns 75% or more of P•••••• C••••••••• H•••••••• L••
Related persons
Schedule D 7.A
- A•• I•••••••• A••••• O• T••••• I•••real estaten
- P•• R••••••••• I• G•• L•n
- P•••••• A••••••••• L••• F•••••• G•• L•pooled vehicle sponsorn
- P•••••• A•• A••••••••• G•• L•pooled vehicle sponsorn
- P•••••• C••••• C•• M••••••••• L••investment advisern
- P•••••• C••••• M••••••••• L••investment adviserbankpooled vehicle sponsornRAUM $2.8B
- P•••••• L•••• O••••••••• F••• G•• L••pooled vehicle sponsorn
- P•••••• M•••••••• C••••• O••••••••• F••• I• G•• L•bankpooled vehicle sponsorn
- P•••••• M••• H••• J• ••••• M•••••• L••investment advisern
- P•••••• M••• H••• J• ••••••• M•••••• L••investment advisern
- P•••••• M••• H••• J• •••••• M•••••• L••investment advisern
- P•••••• M••••••• C••••• P••••••• I• G•• L••bankpooled vehicle sponsorn
- P•••••• O•••••• G•• L••investment advisern
- P•••••• P••••••• M••••••••• L••investment adviserbankpooled vehicle sponsorn
- P•••••• R•• G•• L••bankpooled vehicle sponsorn
- P•••••• R•• I•• L••investment adviserbankpooled vehicle sponsorn
- P•••••• R••• L••investment adviserbankpooled vehicle sponsorn
- P•••••• R••••••••• C••••• A•••• F••• G•• L•bankpooled vehicle sponsorn
- P•••••• R••••••••• C••••• F••• I• G•• L•bankpooled vehicle sponsorn
- P•••••• R••••••••• O••••••••• F••• I• G•• L•pooled vehicle sponsorn
- P•••••• R••••••••• R••• E••••• F••• I• G•• L••bankpooled vehicle sponsorn
- P•••••• S••••••••• L••broker-dealern
- P•••••• S•••• P••••• G•• L••investment advisern
- P•••••• S•• V• A•• 2• G•• L•bankpooled vehicle sponsorn
- P•••••• S••••••••• R••••• F••• I•• G•• L•bankpooled vehicle sponsorn
- P•••••• S••••••••• R••••• F••• I• G•• L•bankpooled vehicle sponsorn
- P•••••• S••••••••• R••••• F••• V• G•• L•pooled vehicle sponsorn
- P•••••• S••••••••• R••••• F••• V• G•• L•pooled vehicle sponsorn
- P•••••• S••••••••• R••••• I••••••••• M•••••• V• L••investment adviserpooled vehicle sponsorn
- P•••••• S••••••••• R••••• I••••••••• V• G•• L•pooled vehicle sponsorn
Advisers that list P•••••• R••••••••• C••••• M••••••••• L•• as a related person
Offices
Schedule D 1.F, the 25 largest
- Charlotte, NC5 employees
- Miami, FL1 employees
What changed
consecutive filings, newest first
- Private funds · 11 to 12May 7, 2026 to Aug 27, 2026
- Accounts · 35 to 36Mar 30, 2026 to May 7, 2026
- Pooled vehicle clients · 16 to 17Mar 30, 2026 to May 7, 2026
- Assets in custody · $29B to $28BMar 30, 2026 to May 7, 2026
- Discretionary RAUM · $29B to $28BMar 30, 2026 to May 7, 2026
- Pooled vehicle RAUM · $18B to $17BMar 30, 2026 to May 7, 2026
- RAUM · $29B to $28BMar 30, 2026 to May 7, 2026
- Accounts · 32 to 35Jan 23, 2026 to Mar 30, 2026
- Advisory employees · 33 to 30Jan 23, 2026 to Mar 30, 2026
- BD registered reps · 17 to 20Jan 23, 2026 to Mar 30, 2026
- Pooled vehicle clients · 13 to 16Jan 23, 2026 to Mar 30, 2026
- Assets in custody · $23B to $29BJan 23, 2026 to Mar 30, 2026
- Employees · 109 to 110Jan 23, 2026 to Mar 30, 2026
- Private funds · 8 to 11Jan 23, 2026 to Mar 30, 2026
- Discretionary RAUM · $23B to $29BJan 23, 2026 to Mar 30, 2026
- Pooled vehicle RAUM · $13B to $18BJan 23, 2026 to Mar 30, 2026
- RAUM · $23B to $29BJan 23, 2026 to Mar 30, 2026
- Financial planning clients · unset to Mar 28, 2025 to Jul 10, 2025
- Accounts · 26 to 32Jan 6, 2025 to Mar 28, 2025
- Advisory employees · 26 to 33Jan 6, 2025 to Mar 28, 2025
- Pooled vehicle clients · 12 to 13Jan 6, 2025 to Mar 28, 2025
- Assets in custody · $10B to $23BJan 6, 2025 to Mar 28, 2025
- Employees · 100 to 109Jan 6, 2025 to Mar 28, 2025
- Other offices · 2 to 3Jan 6, 2025 to Mar 28, 2025
- Private funds · 7 to 8Jan 6, 2025 to Mar 28, 2025
- Discretionary RAUM · $15B to $23BJan 6, 2025 to Mar 28, 2025
- Pooled vehicle RAUM · $10B to $13BJan 6, 2025 to Mar 28, 2025
- RAUM · $15B to $23BJan 6, 2025 to Mar 28, 2025
- Accounts · 17 to 26Sep 19, 2023 to Mar 29, 2024
- Advisory employees · 22 to 26Sep 19, 2023 to Mar 29, 2024
- BD registered reps · 0 to 17Sep 19, 2023 to Mar 29, 2024
- Pooled vehicle clients · 6 to 12Sep 19, 2023 to Mar 29, 2024
- Assets in custody · $9.9B to $10BSep 19, 2023 to Mar 29, 2024
- Employees · 144 to 100Sep 19, 2023 to Mar 29, 2024
- Financial planning clients · 0 to unsetSep 19, 2023 to Mar 29, 2024
- Other offices · 1 to 2Sep 19, 2023 to Mar 29, 2024
- Private funds · 4 to 7Sep 19, 2023 to Mar 29, 2024
- Discretionary RAUM · $14B to $15BSep 19, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $9.9B to $10BSep 19, 2023 to Mar 29, 2024
- RAUM · $14B to $15BSep 19, 2023 to Mar 29, 2024
Signals
13 dated events
- P•••••• R••••••••• C••••• M••••••••• L•• reported RAUM $29.1B, up 25% from $23.2B (2026-01-23 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- P•••••• R••••••••• C••••• M••••••••• L•• reported RAUM $23.2B, up 52% from $15.3B (2025-01-06 to 2025-03-28)Mar 28, 2025 · RAUM change · derived
- Mark Stephen Scherr (Co-President) appeared on Schedule A of P•••••• R••••••••• C••••• M••••••••• L••Oct 16, 2024 · Control person joined · fact
- Mark Jonathan Pruzan (President) appeared on Schedule A of P•••••• R••••••••• C••••• M••••••••• L••Sep 19, 2023 · Control person joined · fact
- P•••••• R••••••••• C••••• M••••••••• L•• reported RAUM $11.1B, up 137% from $4.7B (2022-01-09 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Michael Lee Alexander (Chief Operating Officer) appeared on Schedule A of P•••••• R••••••••• C••••• M••••••••• L••Mar 31, 2022 · Control person joined · fact
- (Nmn) Jonathan Ezrow (Chief Financial Officer) no longer on Schedule A of P•••••• R••••••••• C••••• M••••••••• L•• (listed 2021-03-31, absent 2022-01-09)Jan 9, 2022 · Control person left · inference
- David Brian Mccawley (Chief Compliance Officer) no longer on Schedule A of P•••••• R••••••••• C••••• M••••••••• L•• (listed 2021-03-31, absent 2022-01-09)Jan 9, 2022 · Control person left · inference
- Michael Christopher Weidler (Chief Financial Officer) appeared on Schedule A of P•••••• R••••••••• C••••• M••••••••• L••Jan 9, 2022 · Control person joined · fact
- Lynn Cheryl Zabala (Chief Compliance Officer) appeared on Schedule A of P•••••• R••••••••• C••••• M••••••••• L••Jan 9, 2022 · Control person joined · fact
- P•••••• R••••••••• C••••• M••••••••• L•• reported RAUM $4.7B, up 33% from $3.5B (2021-02-25 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- David Matthew Nichols (Co-Head Of Residential Credit) appeared on Schedule A of P•••••• R••••••••• C••••• M••••••••• L••Mar 30, 2020 · Control person joined · fact
- P•••••• M••••••• C••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jun 9, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- P•••••• R••••••••• C••••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- P•••••• R••••••••• C••••• M••••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- H•••S://WWW.LINKEDIN.COM/COMPANY/P••••••-PARTNERS-LLC/ABOUTreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-257-5757reportedpublic record, Form ADV, Aug 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
P•••••• R••••••••• C••••• M••••••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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