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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

HOWARD JAMES O'MALLEY

Advisor at HUNTINGTON FINANCIAL ADVISORS

Columbus, OH | COLUMBUS, OH

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Search this name across graphsid dfx:ria:89ced530-9d4b-20b6-2a60-d0a9299658b1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Oct 2, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HUNTINGTON FINANCIAL ADVISORS
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 31, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 2
Registered states: 2
Exams: S66
First exam: Jul 31, 2002
First registration: Oct 2, 2002
Dual registered: yes, broker-dealer
Other names: HOWARD J O'MALLEY, IV|JAY O'MALLEY
IAPD individual key: 4539705

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jun 29, 2026	n/a	yes	Columbus, OH	Current employment
HUNTINGTON FINANCIAL ADVISORS	Bd affiliated wealth	Jun 29, 2009	n/a	yes	COLUMBUS, OH	Current employment
NATCITY INVESTMENTS, INC.	n/a	Mar 24, 2006	Jun 24, 2009	no	COLUMBUS, OH\|CANAL WINCHESTER, OH\|COLUMBUS, OH\|GROVE CITY, OH\|PICKERINGTON, OH\|COLUMBUS, OH	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jul 6, 2005	Mar 6, 2006	no	COLUMBUS, OH	Previous registration
BANC ONE SECURITIES CORPORATION	n/a	Dec 17, 2003	Jul 6, 2005	no	COLUMBUS, OH	Previous registration
MORGAN STANLEY DW INC.	n/a	Oct 2, 2002	Dec 18, 2003	no	COLUMBUS, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NATCITY INVESTMENTS, INC.	HUNTINGTON FINANCIAL ADVISORS	Jun 24, 2009	Jun 29, 2009	5	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	NATCITY INVESTMENTS, INC.	Mar 6, 2006	Mar 24, 2006	18	Firm change	Other
BANC ONE SECURITIES CORPORATION	CHASE INVESTMENT SERVICES CORP.	Jul 6, 2005	Jul 6, 2005	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	BANC ONE SECURITIES CORPORATION	Dec 18, 2003	Dec 17, 2003	-1	Firm change	Other

Relationships

Registered with (6)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Jun 29, 2026 to presentfactForm ADV
→ HUNTINGTON FINANCIAL ADVISORSRegistered adviserregistration: current employment
Jun 29, 2009 to presentfactForm ADV
→ NATCITY INVESTMENTS, INC.Registered adviserregistration: previous registration
Mar 24, 2006 to Jun 24, 2009factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Jul 6, 2005 to Mar 6, 2006factForm ADV
→ BANC ONE SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Dec 17, 2003 to Jul 6, 2005factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Oct 2, 2002 to Dec 18, 2003factForm ADV

Dated events

No dated event names this entity yet.