DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

H••••• J•••• O•••••••

H••••••••• F•••••••• A•••••••BD affiliatedColumbus, Oh dual registrantIAPD 4539705

Feed of 09/14/2026

Also filed as H••••• J O•••••••, IV

At current firm

17 y

since Jun 29, 2009

In the industry

24 y

since Jul 31, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••••••• F•••••••• S•••••••• L•• national BD current
since Jun 29, 2026 · Columbus, Oh
H••••••••• F•••••••• A••••••• BD affiliated current
since Jun 29, 2009 · Columbus, Oh
N•••••• I••••••••• I••• unclassified
Mar 24, 2006 to Jun 24, 2009 · Columbus, Oh
C•••• I••••••••• S••••••• C•••• former
Jul 6, 2005 to Mar 6, 2006 · Columbus, Oh
B••• O•• S••••••••• C••••••••• unclassified
Dec 17, 2003 to Jul 6, 2005 · Columbus, Oh
M••••• S•••••• D• I••• unclassified
Oct 2, 2002 to Dec 18, 2003 · Columbus, Oh

Moves

a registration end followed by a registration begin elsewhere

N•••••• I••••••••• I••• to H••••••••• F•••••••• A•••••••
left Jun 24, 2009, registered Jun 29, 2009 (5 days) · Other
C•••• I••••••••• S••••••• C•••• to N•••••• I••••••••• I•••
left Mar 6, 2006, registered Mar 24, 2006 (18 days) · Other
B••• O•• S••••••••• C••••••••• to C•••• I••••••••• S••••••• C••••
left Jul 6, 2005, registered Jul 6, 2005 (0 days) · corporate re-registration, not a move
M••••• S•••••• D• I••• to B••• O•• S••••••••• C•••••••••
left Dec 18, 2003, registered Dec 17, 2003 (-1 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address