DFX Intelligence
Reading the graph
Reading the graph
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Advisor at V••••• W••••• M•••••••• I•••
Coral Gables, FL | PARAMUS, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| V••••• W••••• M•••••••• I••• | Independent wealth | Mar 10, 2025 | n/a | yes | Coral Gables, FL|PARAMUS, NJ | Current employment |
| S•••••• S••••••••• I••• | Bd affiliated wealth | Nov 29, 2021 | Feb 5, 2024 | no | CORAL GABLES, FL|PORT CHARLOTTE, FL|STUART, FL|PORT CHARLOTTE, FL|CORAL GABLES, FL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S•••••• S••••••••• I••• | V••••• W••••• M•••••••• I••• | Feb 5, 2024 | Mar 10, 2025 | 399 | Firm change | RIA to RIA |
| E•••••••• A•••••••• L•• | S•••••• S••••••••• I••• | Nov 22, 2021 | Nov 29, 2021 |
| Previous registration |
| E•••••••• A•••••••• L•• | National bd RIA | Apr 6, 2021 | Nov 22, 2021 | no | MIAMI, FL | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Mar 30, 2010 | Sep 17, 2010 | no | CORAL GABLES, FL | Previous registration |
| B••• O• A•••••• I••••••••• S•••••••• I••• | n/a | Oct 20, 2006 | Jan 7, 2009 | no | MIAMI, FL | Previous registration |
| P••• A•••••••• I••• | n/a | Aug 15, 2006 | Oct 23, 2006 | no | FRANKLIN, TN | Previous registration |
| M••••• K••••• • C••••••• L•• | Former SEC adviser | Jul 30, 2004 | Nov 10, 2005 | no | CORAL GABLES, FL | Previous registration |
| W•••• F•••• A••••••• | Wirehouse | Feb 28, 2003 | Jun 16, 2004 | no | MIAMI, FL | Previous registration |
| 7 |
| Firm change |
| Ibd to RIA |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | E•••••••• A•••••••• L•• | Sep 17, 2010 | Apr 6, 2021 | 3,854 | Firm change after gap | Wirehouse to ibd |
| B••• O• A•••••• I••••••••• S•••••••• I••• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Jan 7, 2009 | Mar 30, 2010 | 447 | Firm change after gap | Other |
| P••• A•••••••• I••• | B••• O• A•••••• I••••••••• S•••••••• I••• | Oct 23, 2006 | Oct 20, 2006 | -3 | Firm change | Other |
| M••••• K••••• • C••••••• L•• | P••• A•••••••• I••• | Nov 10, 2005 | Aug 15, 2006 | 278 | Firm change | Other |
| W•••• F•••• A••••••• | M••••• K••••• • C••••••• L•• | Jun 16, 2004 | Jul 30, 2004 | 44 | Firm change | Other |