DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Charles K Miller

Valley Wealth Managers, Inc.independent RIACoral Gables, Fl dual registrantIAPD 1510072

Feed of 09/14/2026

Also filed as Charles Kevin Miller

At current firm

1 y

since Mar 10, 2025

In the industry

30 y

since Jan 17, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Valley Wealth Managers, Inc. independent RIA current
since Mar 10, 2025 · Coral Gables, Fl
Synovus Securities, Inc. BD affiliated
Nov 29, 2021 to Feb 5, 2024 · Coral Gables, Fl
Equitable Advisors, LLC national BD
Apr 6, 2021 to Nov 22, 2021 · Miami, Fl
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Mar 30, 2010 to Sep 17, 2010 · Coral Gables, Fl
Banc Of America Investment Services, Inc. unclassified
Oct 20, 2006 to Jan 7, 2009 · Miami, Fl
Pfic Advisors, Inc. unclassified
Aug 15, 2006 to Oct 23, 2006 · Franklin, Tn
Morgan Keegan & Company, LLC former
Jul 30, 2004 to Nov 10, 2005 · Coral Gables, Fl
Wells Fargo Advisors wirehouse
Feb 28, 2003 to Jun 16, 2004 · Miami, Fl

Moves

a registration end followed by a registration begin elsewhere

Synovus Securities, Inc. to Valley Wealth Managers, Inc.
left Feb 5, 2024, registered Mar 10, 2025 (399 days) · RIA to RIA
Equitable Advisors, LLC to Synovus Securities, Inc.
left Nov 22, 2021, registered Nov 29, 2021 (7 days) · Affiliated broker-dealer or bank to independent RIA
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Equitable Advisors, LLC
left Sep 17, 2010, registered Apr 6, 2021 (3854 days) · Wirehouse to affiliated broker-dealer or bank
Banc Of America Investment Services, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Jan 7, 2009, registered Mar 30, 2010 (447 days) · Other
Pfic Advisors, Inc. to Banc Of America Investment Services, Inc.
left Oct 23, 2006, registered Oct 20, 2006 (-3 days) · Other
Morgan Keegan & Company, LLC to Pfic Advisors, Inc.
left Nov 10, 2005, registered Aug 15, 2006 (278 days) · Other
Wells Fargo Advisors to Morgan Keegan & Company, LLC
left Jun 16, 2004, registered Jul 30, 2004 (44 days) · Other

Signals

Charles K Miller left Synovus Securities, Inc. for Valley Wealth Managers, Inc. (registered 2025-03-10)
Feb 5, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address