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RIA / WealthAdvisorCertified Financial Planner27 years in industry

KENNETH CHRISTOPHER PAUL

Advisor at MAIN STREET FINANCIAL SOLUTIONS, LLC

NEWTOWN, PA

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Search this name across graphsid dfx:ria:8a6871b0-7ea5-b377-63ad-5a77a898dae4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: May 3, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MAIN STREET FINANCIAL SOLUTIONS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 11, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66|S63|S65
First exam: Jun 11, 1999
First registration: May 3, 2002
Dual registered: no
Other names: KENNETH CHRISTOPHER PAUL
IAPD individual key: 3177730

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MAIN STREET FINANCIAL SOLUTIONS, LLC	Independent wealth	Mar 25, 2020	n/a	yes	NEWTOWN, PA	Current employment
MAIN STREET FINANCIAL SOLUTIONS, LLC	Former SEC adviser	May 22, 2018	Jul 1, 2020	no	FLEMINGTON, NJ	Previous registration
ALLIANCE WEALTH MANAGEMENT GROUP, LLC	Independent wealth	Oct 14, 2014	May 15, 2018	no	FLEMINGTON, NJ	Previous registration
PRESTIGE WEALTH MANAGEMENT GROUP, LLC	Independent wealth	Jun 26, 2007	Sep 26, 2014	no	FLEMINGTON, NJ	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 2, 2007	Nov 29, 2011	no	FLEMINGTON, NJ	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	May 3, 2002	Nov 15, 2002	no	PENNINGTON, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MAIN STREET FINANCIAL SOLUTIONS, LLC	MAIN STREET FINANCIAL SOLUTIONS, LLC	Jul 1, 2020	Mar 25, 2020	-98	Channel change	RIA to RIA
ALLIANCE WEALTH MANAGEMENT GROUP, LLC	MAIN STREET FINANCIAL SOLUTIONS, LLC	May 15, 2018	May 22, 2018	7	Firm change	RIA to RIA
PRESTIGE WEALTH MANAGEMENT GROUP, LLC	ALLIANCE WEALTH MANAGEMENT GROUP, LLC	Sep 26, 2014	Oct 14, 2014	18	Firm change	Other
LPL FINANCIAL LLC	PRESTIGE WEALTH MANAGEMENT GROUP, LLC	Nov 29, 2011	Jun 26, 2007	-1,617	Firm change after gap	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	LPL FINANCIAL LLC	Nov 15, 2002	Mar 2, 2007	1,568	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
146118:305834:NJ:2020-07-01	Jul 1, 2020	Mar 25, 2020	FLEMINGTON, NJ	Firm change after gap

Relationships

Registered with (6)

→ MAIN STREET FINANCIAL SOLUTIONS, LLCRegistered adviserregistration: current employment
Mar 25, 2020 to presentfactForm ADV
→ MAIN STREET FINANCIAL SOLUTIONS, LLCRegistered adviserregistration: previous registration
May 22, 2018 to Jul 1, 2020factForm ADV
→ ALLIANCE WEALTH MANAGEMENT GROUP, LLCRegistered adviserregistration: previous registration
Oct 14, 2014 to May 15, 2018factForm ADV
→ PRESTIGE WEALTH MANAGEMENT GROUP, LLCRegistered adviserregistration: previous registration
Jun 26, 2007 to Sep 26, 2014factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Mar 2, 2007 to Nov 29, 2011factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
May 3, 2002 to Nov 15, 2002factForm ADV

Dated events

No dated event names this entity yet.